Aware Super UK Limited

• Principal Place of Business

  Aware Super UK Limited

  Fifth Floor, Charles House

  5-11 Regent Street

  St James's

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442039172131

  Web

  https://www.aware.com.au

• Complaints Contact

  Aware Super UK Limited

  Fifth Floor, Charles House

  5-11 Regent Street

  St James's

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442039172131

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Thompson

  IRN OXT00044

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Mar 2024)
  • SMF16 Compliance Oversight (since 26 Mar 2024)
• Ashley Elder

  IRN AXE00254

  • [FCA CF] Client dealing (since 24 Apr 2024)
• Damien Daniel Webb

  IRN DXW00636

  • [FCA CF] Client dealing (1 May 2024 to 31 Mar 2026)
  • [FCA CF] Manager of certification employee (1 May 2024 to 31 Mar 2026)
  • SMF3 Executive Director (26 Mar 2024 to 31 Mar 2026)
  • SMF1 Chief Executive (26 Mar 2024 to 31 Mar 2026)
• Francis William Bulman

  IRN FWB01012

  • [FCA CF] Manager of certification employee (since 10 Jun 2025)
  • [FCA CF] Client dealing (since 10 Jun 2025)
• Helen Nicola Steers

  IRN HNS01003

  • Director of firm who is not a certification employee or a SMF manager (since 4 Sep 2025)
• Ian Pendleton

  IRN IXP00114

  • SMF3 Executive Director (since 26 Mar 2024)
• Jenny Newmarch

  IRN JXN00325

  • [FCA CF] Client dealing (24 Apr 2024 to 4 Jul 2025)
  • [FCA CF] Manager of certification employee (24 Apr 2024 to 4 Jul 2025)
• Julia Lech

  IRN JXL00873

  • [FCA CF] Client dealing (since 11 Dec 2024)
• Karen Nes

  IRN KXN00168

  • [FCA CF] Client dealing (since 18 Apr 2024)
• Katherine Alexandra Sophie Robertson

  IRN KXR00241

  • [FCA CF] Client dealing (since 2 Sep 2025)

No changes recorded yet.