AVSONS FINANCIAL LIMITED

• Principal Place of Business

  1 Midfield Way

  Orpington

  Kent

  BR5 2QH

  UNITED KINGDOM

  Phone

  +442083001161

  Web

  https://www.avsons.co.uk

• Complaints Contact

  1 Midfield Way

  Orpington

  Kent

  BR5 2QH

  UNITED KINGDOM

  Phone

  +442083001161

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Ashok Patel

  IRN AXP01389

  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 12 Jun 2025)
  • [FCA CF] Client dealing (7 Dec 2020 to 12 Jun 2025)
  • SMF3 Executive Director (9 Dec 2019 to 20 Jan 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Jan 2026)
  • Responsible for Insurance Distribution (1 Oct 2018 to 20 Jan 2026)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 20 Jan 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Dec 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Dec 2005 to 8 Dec 2019)
  • CF1 Director (6 Dec 2005 to 8 Dec 2019)
  • Responsible for Insurance Mediation (6 Dec 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (6 Dec 2005 to 31 Mar 2009)
  • CF21 Investment Adviser (6 Dec 2005 to 31 Oct 2007)
• Miten Patel

  IRN MXP00973

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • SMF3 Executive Director (since 28 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 29 Nov 2024)
  • [FCA CF] Client dealing (since 29 Nov 2024)
• Yashwant Punambhai Marghabha Patel

  IRN YPP00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2026)
  • SMF16 Compliance Oversight (since 31 Mar 2026)
  • Responsible for Insurance Distribution (since 31 Mar 2026)
  • Responsibility for MCD Intermediation (since 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 13 Mar 2026)
  • [FCA CF] Client dealing (since 13 Mar 2026)

No changes recorded yet.