Aviva Wrap UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  http://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Hugh Hessing

  IRN HWH01019

  • SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2020)
  • CF29 Significant management (16 Jan 2017 to 8 Dec 2019)
  • CF1 Director (21 Jun 2011 to 6 Aug 2012)
• Iain Pearce

  IRN IXP15104

  • SMF7 Group Entity Senior Manager (27 Nov 2020 to 31 Mar 2024)
  • [FCA CF] Manager of certification employee (2 Oct 2020 to 26 Nov 2020)
  • [FCA CF] Significant management (2 Oct 2020 to 26 Nov 2020)
• Ian Butterworth

  IRN IXB01205

  • CF1 Director (18 Mar 2008 to 31 Dec 2010)
• Ian Dury

  IRN IXD00042

  • [FCA CF] Significant management (9 Dec 2019 to 7 Oct 2021)
• Ian Hutchinson

  IRN IXH01164

  • CF17 Significant Mgt (Other Business Operations) (24 Mar 2005 to 10 Aug 2006)
• Inderjit Dosanjh

  IRN IXD00032

  • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 14 Jun 2022)
• Jacob Charles Parker

  IRN JXP00845

  • [FCA CF] CASS oversight function (31 Aug 2023 to 17 Jun 2024)
• James Barnard

  IRN JXB11964

  • [FCA CF] Significant management (6 May 2021 to 21 Oct 2021)
  • [FCA CF] Manager of certification employee (6 May 2021 to 21 Oct 2021)
• James Christopher Steuart Hillman

  IRN JCH01251

  • [FCA CF] Manager of certification employee (4 Dec 2023 to 21 Jan 2024)
• James Crookes

  IRN JXC00408

  • [FCA CF] Functions requiring qualifications (5 Apr 2022 to 14 Jun 2022)

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