Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Rowles

  IRN JXR00114

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 25 Oct 2021)
• James Vessey

  IRN JXV00083

  • [FCA CF] Significant management (since 13 Nov 2023)
• James Walker

  IRN JXW00156

  • [FCA CF] Functions requiring qualifications (8 Apr 2019 to 9 Dec 2020)
• Jamie Melvyn Peter Cole

  IRN JMC01162

  • [FCA CF] Significant management (since 18 Nov 2021)
• Jan-Hendrik Erasmus

  IRN JXE27104

  • SMF7 Group Entity Senior Manager (15 Apr 2020 to 5 Jul 2021)
• Jane Carolyn Hanson

  IRN JCH01140

  • CF14 Risk Assessment (7 Apr 2004 to 22 Mar 2006)
  • CF10 Compliance Oversight (7 Apr 2004 to 22 Mar 2006)
  • CF15 Internal Audit (4 Dec 2002 to 15 Mar 2004)
• Jane Elizabeth Mary Curtis

  IRN JEC01261

  • SMF10 Chair of the Risk Committee (since 10 Mar 2023)
  • Director of firm who is not a certification employee or a SMF manager (1 Jan 2023 to 9 Mar 2023)
• Jane Lockwood

  IRN JXL00120

  • [FCA CF] Functions requiring qualifications (25 Feb 2020 to 31 May 2022)
• Jane Veronica Storm

  IRN JXS25826

  • SMF18 Other Overall Responsibility (since 11 Dec 2025)
• Janet Christine Fuller

  IRN JCF01021

  • CF2 Non Executive Director (1 Oct 2015 to 6 Mar 2016)

• Aviva Management Services UK Limited (no longer appointed)

  FRN 575113 · Appointed 10 Oct 2017 · Until 30 Jan 2023

• Age Concern Swansea (no longer appointed)

  FRN 223596 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Blackpool (no longer appointed)

  FRN 223593 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Wiltshire (no longer appointed)

  FRN 223613 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Havering Trading Ltd (no longer appointed)

  FRN 223595 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Runnymede (no longer appointed)

  FRN 223597 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Devon (no longer appointed)

  FRN 223594 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Barrow & District (no longer appointed)

  FRN 223591 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age Concern Barnstaple & District (no longer appointed)

  FRN 223592 · Appointed 13 Mar 2003 · Until 14 Jan 2004

• Age UK Shropshire Telford & Wrekin (no longer appointed)

  FRN 414951 · Appointed 5 Feb 2003 · Until 14 Jan 2004

No changes recorded yet.