Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard George Myers

  IRN RXM01403

  • CF12A With-Profits Actuary (15 May 2008 to 22 Apr 2010)
• Richard Gregg

  IRN RXG00059

  • [FCA CF] Manager of certification employee (since 10 Dec 2018)
• Richard Hoskins

  IRN RXM00246

  • CF1 Director (21 Apr 2011 to 19 Apr 2012)
• Richard John Harvey

  IRN RJH01138

  • CF1 Director (1 Dec 2001 to 10 Feb 2006)
• Richard John Saunders

  IRN RJS01395

  • [FCA CF] Significant management (1 Feb 2021 to 4 Aug 2021)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 4 Aug 2021)
• Richard Karl Goeltz

  IRN RKG01034

  • CF2 Non Executive Director (11 Mar 2010 to 13 Apr 2015)
• Richard Paul Priestley

  IRN RPP01047

  • SMF4 Chief Risk (since 15 May 2023)
  • [FCA CF] Manager of certification employee (1 Apr 2023 to 14 May 2023)
• Richard Priestley

  IRN RJP01230

  • [FCA CF] Manager of certification employee (25 Nov 2022 to 31 May 2023)
  • [FCA CF] Significant management (10 Dec 2018 to 31 May 2023)
• Richard Stewart Verdin

  IRN RSV01000

  • CF29 Significant management (28 Aug 2012 to 5 Aug 2013)
• Richard William Watson

  IRN RWW00030

  • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 23 Jan 2002)

• ABS Accountants & Tax Consultants (no longer appointed)

  FRN 193657 · Appointed 22 May 2000 · Until 14 Jan 2004

• Act Financial Planning Ltd (no longer appointed)

  FRN 193249 · Appointed 1 May 2000 · Until 11 Sep 2002

• Age Concern Walsall Limited (no longer appointed)

  FRN 191623 · Appointed 3 Apr 2000 · Until 14 Jan 2004

• Age Concern Northampton and County (no longer appointed)

  FRN 191496 · Appointed 14 Mar 2000 · Until 14 Jan 2004

• Graham Estate Agents (no longer appointed)

  FRN 201608 · Appointed 13 Mar 2000 · Until 7 Jan 2003

• Age Concern Birmingham Limited (no longer appointed)

  FRN 193673 · Appointed 13 Mar 2000 · Until 14 Jan 2004

• Age Concern East Cheshire (no longer appointed)

  FRN 191367 · Appointed 8 Mar 2000 · Until 14 Jan 2004

• Age Concern AID-CALL plc (no longer appointed)

  FRN 191498 · Appointed 23 Feb 2000 · Until 14 Jan 2004

• Age Concern Torbay (no longer appointed)

  FRN 201593 · Appointed 3 Feb 2000 · Until 14 Jan 2004

• MCK Insurance Services (no longer appointed)

  FRN 201583 · Appointed 19 Jan 2000 · Until 2 Jun 2003

No changes recorded yet.