Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Keilly Ann Clark

  IRN KXC00280

  • [FCA CF] Functions requiring qualifications (15 Sep 2022 to 3 Jan 2025)
• Keith Thomas Jackson

  IRN KTJ01005

  • CF28 Systems and controls (1 Nov 2007 to 4 Dec 2007)
  • CF11 Money Laundering Reporting (7 Aug 2007 to 4 Dec 2007)
  • CF14 Risk Assessment (9 Nov 2006 to 31 Oct 2007)
  • CF15 Internal Audit (19 May 2004 to 9 Nov 2006)
• Keith William Abercromby

  IRN KWA01011

  • CF1 Director (28 Nov 2005 to 14 Sep 2006)
• Keith Williams

  IRN KXW01582

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 23 May 2019)
  • SIMF7 Group Entity Senior Insurance Manager Function (3 Aug 2017 to 9 Dec 2018)
• Kelly Bradshaw

  IRN KXB00065

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 30 Sep 2019)
• Kelly Hill

  IRN KXH00043

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 4 Dec 2020)
• Kerry Leeanne Richards

  IRN KXR00327

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 26 Feb 2024)
• Kerry Louise Duke

  IRN KXD00259

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 24 Apr 2025)
  • [FCA CF] Functions requiring qualifications (12 Oct 2022 to 26 May 2024)
• Kerry Williams

  IRN KXW00293

  • [FCA CF] Significant management (28 Jun 2022 to 1 Jan 2023)
• Kevin Anthony Moss

  IRN KAM01173

  • CF29 Significant management (22 Apr 2014 to 16 Jan 2017)

• ABS Accountants & Tax Consultants (no longer appointed)

  FRN 193657 · Appointed 22 May 2000 · Until 14 Jan 2004

• Act Financial Planning Ltd (no longer appointed)

  FRN 193249 · Appointed 1 May 2000 · Until 11 Sep 2002

• Age Concern Walsall Limited (no longer appointed)

  FRN 191623 · Appointed 3 Apr 2000 · Until 14 Jan 2004

• Age Concern Northampton and County (no longer appointed)

  FRN 191496 · Appointed 14 Mar 2000 · Until 14 Jan 2004

• Graham Estate Agents (no longer appointed)

  FRN 201608 · Appointed 13 Mar 2000 · Until 7 Jan 2003

• Age Concern Birmingham Limited (no longer appointed)

  FRN 193673 · Appointed 13 Mar 2000 · Until 14 Jan 2004

• Age Concern East Cheshire (no longer appointed)

  FRN 191367 · Appointed 8 Mar 2000 · Until 14 Jan 2004

• Age Concern AID-CALL plc (no longer appointed)

  FRN 191498 · Appointed 23 Feb 2000 · Until 14 Jan 2004

• Age Concern Torbay (no longer appointed)

  FRN 201593 · Appointed 3 Feb 2000 · Until 14 Jan 2004

• MCK Insurance Services (no longer appointed)

  FRN 201583 · Appointed 19 Jan 2000 · Until 2 Jun 2003

No changes recorded yet.