Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Glyn Anthony Barker

  IRN GAB01120

  • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 31 Dec 2019)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 3 May 2018)
  • CF2 Non Executive Director (27 Feb 2012 to 6 Mar 2016)
• Gordon Craig Wood

  IRN GCW01017

  • [FCA CF] Significant management (1 Dec 2022 to 28 Apr 2023)
  • SMF7 Group Entity Senior Manager (21 Jun 2022 to 16 Oct 2022)
• Gordon John Cummins

  IRN GJC01149

  • CF29 Significant management (9 Feb 2009 to 30 Nov 2009)
• Grace Smith

  IRN GXS00090

  • [FCA CF] Functions requiring qualifications (17 Jan 2020 to 13 May 2024)
• Graham Hunt

  IRN GXH00057

  • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 May 2020)
• Graham Jones

  IRN GXJ01067

  • CF14 Risk Assessment (1 Dec 2001 to 29 Apr 2003)
• Graham Stirling Boffey

  IRN GSB01058

  • CF1 Director (27 Jul 2010 to 30 Nov 2012)
  • CF29 Significant management (1 Nov 2007 to 27 Jul 2010)
  • CF20 Significant Mgt (Settlements) (20 Sep 2004 to 13 Feb 2007)
• Gregory Clay Horsnell

  IRN GCH01047

  • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 4 Mar 2018)
  • CF28 Systems and controls (21 Oct 2015 to 6 Mar 2016)
• Gregory Neilson

  IRN GRN01029

  • [FCA CF] Significant management (27 Nov 2024 to 14 Apr 2026)
  • [FCA CF] Manager of certification employee (1 Oct 2019 to 2 Mar 2021)
• Hannah Betts

  IRN HXB00039

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2022)
  • [FCA CF] Functions requiring qualifications (17 Oct 2019 to 21 Nov 2020)

• ABS Accountants & Tax Consultants (no longer appointed)

  FRN 193657 · Appointed 22 May 2000 · Until 14 Jan 2004

• Act Financial Planning Ltd (no longer appointed)

  FRN 193249 · Appointed 1 May 2000 · Until 11 Sep 2002

• Age Concern Walsall Limited (no longer appointed)

  FRN 191623 · Appointed 3 Apr 2000 · Until 14 Jan 2004

• Age Concern Northampton and County (no longer appointed)

  FRN 191496 · Appointed 14 Mar 2000 · Until 14 Jan 2004

• Graham Estate Agents (no longer appointed)

  FRN 201608 · Appointed 13 Mar 2000 · Until 7 Jan 2003

• Age Concern Birmingham Limited (no longer appointed)

  FRN 193673 · Appointed 13 Mar 2000 · Until 14 Jan 2004

• Age Concern East Cheshire (no longer appointed)

  FRN 191367 · Appointed 8 Mar 2000 · Until 14 Jan 2004

• Age Concern AID-CALL plc (no longer appointed)

  FRN 191498 · Appointed 23 Feb 2000 · Until 14 Jan 2004

• Age Concern Torbay (no longer appointed)

  FRN 201593 · Appointed 3 Feb 2000 · Until 14 Jan 2004

• MCK Insurance Services (no longer appointed)

  FRN 201583 · Appointed 19 Jan 2000 · Until 2 Jun 2003

No changes recorded yet.