Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Nigel Brown

  IRN RNB01018

  • CF20 Significant Mgt (Settlements) (22 Sep 2005 to 11 Jan 2007)
• Robert Rafton

  IRN RXR00062

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 15 Oct 2019)
• Robert William Albert Howe

  IRN RWH01137

  • Director of firm who is not a certification employee or a SMF manager (10 Mar 2023 to 27 Mar 2023)
  • SMF10 Chair of the Risk Committee (29 Jul 2020 to 9 Mar 2023)
  • SMF11 Chair of the Audit Committee (23 Mar 2020 to 29 Nov 2020)
  • CF2 Non Executive Director (24 Dec 2013 to 6 Mar 2016)
• Robert William Brightman

  IRN RXB01031

  • [FCA CF] Significant management (since 1 Mar 2025)
• Robert William Fletcher

  IRN RXF01142

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Oct 2004)
• Robert William Harrison

  IRN RXH00728

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 May 2024)
• Robert William Stein

  IRN RWS01131

  • CF2 Non Executive Director (25 Jan 2013 to 6 Mar 2016)
• Robin Barker

  IRN RXB02310

  • SMF18 Other Overall Responsibility (10 Dec 2018 to 1 Aug 2022)
  • Responsible for Insurance Distribution (17 Oct 2018 to 24 Aug 2020)
  • CF29 Significant management (29 Jul 2014 to 9 Dec 2018)
• Robin Hyndley

  IRN RXH00051

  • [FCA CF] Significant management (10 Dec 2018 to 17 May 2019)
• Robin Lloyd Spencer

  IRN RLS01087

  • CF28 Systems and controls (1 Jan 2010 to 5 Jul 2012)

• Shields Accident Investigation (no longer appointed)

  FRN 201829 · Appointed 5 Oct 2000 · Until 21 May 2003

• Age Concern Stockport Trading Ltd (no longer appointed)

  FRN 201831 · Appointed 5 Oct 2000 · Until 14 Jan 2004

• Age Concern Solihill (no longer appointed)

  FRN 201841 · Appointed 29 Sep 2000 · Until 14 Jan 2004

• Borderway Insurance Brokers Ltd (no longer appointed)

  FRN 201827 · Appointed 26 Sep 2000 · Until 2 Jun 2003

• Age Concern Plymouth (no longer appointed)

  FRN 195698 · Appointed 19 Sep 2000 · Until 14 Jan 2004

• The Mortgage Place (Troon) (no longer appointed)

  FRN 192973 · Appointed 15 Sep 2000 · Until 21 May 2003

• Simply Mortgages (Scotland) Limited (no longer appointed)

  FRN 192881 · Appointed 31 Aug 2000 · Until 21 May 2003

• Owen Lyons Estate Agents (Chelmsford) (no longer appointed)

  FRN 193616 · Appointed 31 Aug 2000 · Until 14 Jan 2004

• Leeds Financial Services Ltd (no longer appointed)

  FRN 193975 · Appointed 29 Aug 2000 · Until 14 Jan 2004

• Heritage Property Services (no longer appointed)

  FRN 193617 · Appointed 18 Aug 2000 · Until 2 Jun 2003

No changes recorded yet.