Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Howard Robert Jacobs

  IRN HRJ01007

  • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 3 Feb 2021)
  • CF2 Non Executive Director (3 Feb 2012 to 6 Mar 2016)
• Hugh Anthony Francis

  IRN HXF00055

  • [FCA CF] Significant management (26 Aug 2022 to 31 Dec 2022)
• Hugh Hessing

  IRN HWH01019

  • SMF24 Chief Operations (21 May 2019 to 31 Mar 2020)
  • SMF18 Other Overall Responsibility (29 Nov 2018 to 23 May 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Feb 2020)
  • Responsible for Insurance Mediation (13 Oct 2017 to 30 Sep 2018)
  • CF1 Director (AR) (13 Oct 2017 to 31 Mar 2020)
  • CF29 Significant management (12 Jun 2015 to 9 Dec 2018)
  • CF1 Director (21 Jun 2011 to 6 Aug 2012)
• Iain Alexander McBain

  IRN IAM01029

  • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 1 Jul 2002)
• Iain Pearce

  IRN IXP15104

  • SMF2 Chief Finance (27 Nov 2020 to 31 Mar 2024)
  • [FCA CF] Manager of certification employee (2 Oct 2020 to 26 Nov 2020)
  • [FCA CF] Significant management (2 Oct 2020 to 26 Nov 2020)
• Ian Andrew Rae

  IRN IAR00013

  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 10 Jun 2003)
• Ian Butterworth

  IRN IXB01205

  • CF29 Significant management (1 Nov 2007 to 27 Jul 2010)
  • CF17 Significant Mgt (Other Business Operations) (12 Feb 2007 to 31 Oct 2007)
  • CF1 Director (19 Apr 2006 to 11 Aug 2006)
• Ian Dury

  IRN IXD00042

  • [FCA CF] Significant management (29 Jan 2021 to 7 Oct 2021)
• Ian Edward Clark

  IRN IEC01007

  • Director of firm who is not a certification employee or a SMF manager (since 11 Mar 2024)
• Ian James Meredith

  IRN IJM01056

  • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 28 Dec 2001)

• Shields Accident Investigation (no longer appointed)

  FRN 201829 · Appointed 5 Oct 2000 · Until 21 May 2003

• Age Concern Stockport Trading Ltd (no longer appointed)

  FRN 201831 · Appointed 5 Oct 2000 · Until 14 Jan 2004

• Age Concern Solihill (no longer appointed)

  FRN 201841 · Appointed 29 Sep 2000 · Until 14 Jan 2004

• Borderway Insurance Brokers Ltd (no longer appointed)

  FRN 201827 · Appointed 26 Sep 2000 · Until 2 Jun 2003

• Age Concern Plymouth (no longer appointed)

  FRN 195698 · Appointed 19 Sep 2000 · Until 14 Jan 2004

• The Mortgage Place (Troon) (no longer appointed)

  FRN 192973 · Appointed 15 Sep 2000 · Until 21 May 2003

• Simply Mortgages (Scotland) Limited (no longer appointed)

  FRN 192881 · Appointed 31 Aug 2000 · Until 21 May 2003

• Owen Lyons Estate Agents (Chelmsford) (no longer appointed)

  FRN 193616 · Appointed 31 Aug 2000 · Until 14 Jan 2004

• Leeds Financial Services Ltd (no longer appointed)

  FRN 193975 · Appointed 29 Aug 2000 · Until 14 Jan 2004

• Heritage Property Services (no longer appointed)

  FRN 193617 · Appointed 18 Aug 2000 · Until 2 Jun 2003

No changes recorded yet.