Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Claire Joanne Reed

  IRN CXR00301

  • [FCA CF] Significant management (since 16 Nov 2021)
• Claire Mulready Le Vot

  IRN CXB01558

  • [FCA CF] Manager of certification employee (19 Jun 2023 to 21 Jan 2024)
• Clare Binmore

  IRN CJK01067

  • [FCA CF] Significant management (10 Dec 2018 to 3 Sep 2019)
• Clare Wild

  IRN CXW00074

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 30 Sep 2019)
• Clarke Ellis

  IRN CXE00039

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 29 Jun 2020)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 21 Oct 2019)
• Claudia Arney

  IRN CXA01595

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Dec 2019)
  • SIMF7 Group Entity Senior Insurance Manager Function (1 Jan 2017 to 9 Dec 2018)
  • CF2 Non Executive Director (8 Feb 2016 to 6 Mar 2016)
• Clifford James Abrahams

  IRN CJA01052

  • CF1 Director (1 Aug 2013 to 30 Jun 2015)
• Clive Grant Bolton

  IRN CGB01066

  • CF29 Significant management (24 Aug 2012 to 5 May 2017)
• Colin Billington

  IRN CXB53316

  • [FCA CF] Significant management (since 7 Oct 2025)
• Colin Lloyd Simpson

  IRN CLS01087

  • SMF7 Group Entity Senior Manager (18 Jul 2022 to 4 Sep 2022)

• TJ Farrington (no longer appointed)

  FRN 156096 · Appointed 1 Aug 1987 · Until 14 Jan 2004

• Craig Financial Services (no longer appointed)

  FRN 131697 · Appointed 1 Mar 1987 · Until 14 Jan 2004

• Hollier Browne (no longer appointed)

  FRN 175733 · Appointed 1 Jan 1987 · Until 14 Jan 2004

• Age Concern Hereford & Worcester (no longer appointed)

  FRN 185237 · Appointed 1 Oct 1986 · Until 14 Jan 2004

• Hamilton Financial Planning Services Limited (no longer appointed)

  FRN 181743 · Appointed 31 Jul 1986 · Until 11 Sep 2002

• Churchills Estate Agents (no longer appointed)

  FRN 176723 · Appointed 28 Sep 1985 · Until 14 Jan 2004

• AP Sales (no longer appointed)

  FRN 163801 · Appointed 1 Dec 1984 · Until 11 Sep 2002

• Mackay Property Services (no longer appointed)

  FRN 200841 · Appointed 1 Sep 1984 · Until 11 Sep 2002

• East Hertfordshire Insurance (no longer appointed)

  FRN 119060 · Appointed 1 Oct 1983 · Until 14 Jan 2004

• Park Insurance Services (no longer appointed)

  FRN 155255 · Appointed 1 Jul 1983 · Until 21 May 2003

No changes recorded yet.