Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Gordon Hodgson

  IRN JGH01119

  • CF29 Significant management (1 Nov 2007 to 31 Jan 2009)
  • CF17 Significant Mgt (Other Business Operations) (21 May 2007 to 31 Oct 2007)
• John Jamieson Russell

  IRN JJR00016

  • CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2002)
• John Kendall

  IRN JXK00077

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 10 Dec 2018)
• John Marchant-Brodie

  IRN JXM00207

  • [FCA CF] Functions requiring qualifications (1 Jun 2021 to 1 May 2023)
• John McDonald Miller

  IRN JMM00055

  • CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2002)
• John McFarlane

  IRN JXM01476

  • CF2 Non Executive Director (1 Sep 2011 to 29 Apr 2015)
• John Michael Mann

  IRN JXM00119

  • CF22 Investment Adviser (Trainee) (19 Jun 2002 to 20 Jun 2002)
• John Moffatt

  IRN JXM00208

  • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Dec 2018)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 31 Dec 2018)
• John Robert Lister

  IRN JRL01035

  • SIMF2 Chief Finance Function (7 Mar 2016 to 7 Aug 2016)
  • CF2 Non Executive Director (1 Jun 2007 to 29 May 2009)
  • CF1 Director (25 Jul 2005 to 18 Apr 2012)
  • CF12 Actuarial (3 Jun 2005 to 17 May 2010)
  • CF12A With-Profits Actuary (1 Jan 2005 to 22 Jul 2005)
• John Robert Paul Quinlan

  IRN JRQ00007

  • SMF18 Other Overall Responsibility (10 Dec 2018 to 2 Apr 2019)
  • CF29 Significant management (27 Jan 2017 to 9 Dec 2018)

• Caesar Properties Limited (no longer appointed)

  FRN 184691 · Appointed 16 Jan 1997 · Until 11 Sep 2002

• Castle Insurance Services (no longer appointed)

  FRN 185791 · Appointed 1 Jan 1997 · Until 11 Sep 2002

• Wilson Estate and Property Mangement Agents (no longer appointed)

  FRN 186533 · Appointed 1 Jan 1997 · Until 14 Jan 2004

• Carters Independent Estate Agents (no longer appointed)

  FRN 183423 · Appointed 15 Dec 1996 · Until 14 Jan 2004

• Dugan & Graham (no longer appointed)

  FRN 201278 · Appointed 2 Dec 1996 · Until 14 Jan 2004

• Carrington Estate Agents (no longer appointed)

  FRN 201088 · Appointed 1 Sep 1996 · Until 2 Jun 2003

• Overseas Services Ltd (no longer appointed)

  FRN 201277 · Appointed 13 May 1996 · Until 21 May 2003

• Burns Residential Limited (no longer appointed)

  FRN 184515 · Appointed 12 Apr 1996 · Until 14 Jan 2004

• Taytax Accounting Services (no longer appointed)

  FRN 201137 · Appointed 6 Apr 1996 · Until 14 Jan 2004

• Age Concern Enterprises Limited (no longer appointed)

  FRN 185238 · Appointed 7 Feb 1996 · Until 14 Jan 2004

No changes recorded yet.