Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Douglas Allan Brown

  IRN DAB01249

  • Responsible for Insurance Distribution (since 18 May 2021)
  • SMF1 Chief Executive (since 18 May 2021)
  • [FCA CF] Significant management (1 May 2021 to 17 May 2021)
  • [FCA CF] Manager of certification employee (1 May 2021 to 17 May 2021)
• Douglas John Ballantyne

  IRN DJB01198

  • CF16 Significant Mgt (Desgntd Investment Business) (13 Jan 2004 to 1 Apr 2004)
• Douglas Wright

  IRN DXW00037

  • [FCA CF] Significant management (10 Dec 2018 to 25 Oct 2021)
• Ebony-Mae Mills

  IRN EXM00184

  • [FCA CF] Functions requiring qualifications (14 May 2021 to 7 Nov 2022)
• Edward Graham Jones

  IRN EGJ01009

  • CF1 Director (8 Feb 2010 to 31 Dec 2010)
• Edward John Rayfield

  IRN EXR00034

  • [FCA CF] Significant management (since 9 Dec 2021)
• Edward Michael Taylor

  IRN EXT00244

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 10 Sep 2025)
• Eleanor Oxborough

  IRN EXO00013

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 30 Nov 2020)
• Elizabeth Anne McCormack

  IRN EXD22331

  • [FCA CF] Significant management (since 6 Nov 2024)
• Elizabeth Jane Reeves

  IRN EXR00219

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 13 May 2024)

• Caesar Properties Limited (no longer appointed)

  FRN 184691 · Appointed 16 Jan 1997 · Until 11 Sep 2002

• Castle Insurance Services (no longer appointed)

  FRN 185791 · Appointed 1 Jan 1997 · Until 11 Sep 2002

• Wilson Estate and Property Mangement Agents (no longer appointed)

  FRN 186533 · Appointed 1 Jan 1997 · Until 14 Jan 2004

• Carters Independent Estate Agents (no longer appointed)

  FRN 183423 · Appointed 15 Dec 1996 · Until 14 Jan 2004

• Dugan & Graham (no longer appointed)

  FRN 201278 · Appointed 2 Dec 1996 · Until 14 Jan 2004

• Carrington Estate Agents (no longer appointed)

  FRN 201088 · Appointed 1 Sep 1996 · Until 2 Jun 2003

• Overseas Services Ltd (no longer appointed)

  FRN 201277 · Appointed 13 May 1996 · Until 21 May 2003

• Burns Residential Limited (no longer appointed)

  FRN 184515 · Appointed 12 Apr 1996 · Until 14 Jan 2004

• Taytax Accounting Services (no longer appointed)

  FRN 201137 · Appointed 6 Apr 1996 · Until 14 Jan 2004

• Age Concern Enterprises Limited (no longer appointed)

  FRN 185238 · Appointed 7 Feb 1996 · Until 14 Jan 2004

No changes recorded yet.