Aviva Life & Pensions UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Wellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Collection
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Issues Insurance
For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health
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Runs Stakeholder Pensions
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Runs Personal Pensions
For Personal pension scheme
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Loan Servicing
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christopher Knighton
IRN CXK00052
- [FCA CF] Significant management (since 18 Jan 2021)
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Christopher Liam Barrett
IRN CXB00551
- [FCA CF] Manager of certification employee (since 1 Jan 2022)
- [FCA CF] Significant management (since 1 Jan 2022)
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Christopher Michael Golland
IRN CMG01141
- [FCA CF] CASS oversight function (since 18 Sep 2023)
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Christopher Neil Montague
IRN CNM00016
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 13 Jan 2004)
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Christopher Peter Hares
IRN CXH00742
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 10 Nov 2025)
- [FCA CF] Functions requiring qualifications (1 Jan 2024 to 2 Jun 2025)
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Claire Atkinson
IRN CXA00069
- CF21 Investment Adviser (10 Jan 2002 to 10 Jan 2002)
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Claire Carpenter
IRN CXC00111
- [FCA CF] Functions requiring qualifications (20 Nov 2019 to 3 Dec 2019)
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Claire Elizabeth Anwyl Williams
IRN CXW00619
- [FCA CF] Significant management (29 Nov 2023 to 29 Feb 2024)
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Claire Elizabeth Cushing
IRN CXC00475
- [FCA CF] Significant management (1 Feb 2022 to 1 Aug 2024)
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Claire Elizabeth Lund - Conlon
IRN CEB01128
- [FCA CF] Significant management (7 Dec 2021 to 30 Jun 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Age Concern Trafford (Trading) Limited (no longer appointed)
FRN 201356 · Appointed 27 Jan 1999 · Until 14 Jan 2004
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Age Concern (North Tyneside) Trading Limited (no longer appointed)
FRN 201362 · Appointed 27 Jan 1999 · Until 14 Jan 2004
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Age Concern Essex (Trading) Limited (no longer appointed)
FRN 201351 · Appointed 27 Jan 1999 · Until 14 Jan 2004
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Age Concern Teeside Trading Limited (no longer appointed)
FRN 201357 · Appointed 22 Jan 1999 · Until 14 Jan 2004
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Age Concern Bolton Enterprises Limited (no longer appointed)
FRN 201347 · Appointed 22 Jan 1999 · Until 14 Jan 2004
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Age Concern North Staffordshire Insurance Services (no longer appointed)
FRN 201363 · Appointed 22 Jan 1999 · Until 14 Jan 2004
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Karl Tatler Estate Agents (no longer appointed)
FRN 201190 · Appointed 1 Dec 1997 · Until 21 May 2003
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Mark Stephenson & Company (no longer appointed)
FRN 201065 · Appointed 24 Nov 1997 · Until 14 Jan 2004
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Tesco Personal Finance Limited (no longer appointed)
FRN 186022 · Appointed 5 Mar 1997 · Until 11 Sep 2002
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.