Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ajit Singh Roger Dhaliwal

  IRN AXD00931

  • [FCA CF] Significant management (since 1 Jul 2024)
  • [FCA CF] Manager of certification employee (1 Jul 2024 to 2 Feb 2026)
• Alain Henri Pierre Dromer

  IRN AHD01032

  • CF1 Director (23 Feb 2010 to 19 Apr 2012)
• Alan Charles Wilson

  IRN AXW00750

  • [FCA CF] Significant management (2 Jan 2024 to 1 Apr 2024)
• Alan Keane

  IRN AXK00011

  • CF21 Investment Adviser (26 Apr 2002 to 26 Apr 2002)
• Alastair Roy Geoffrey Gunn

  IRN ARG01034

  • CF2 Non Executive Director (17 Jun 2010 to 31 May 2013)
• Alastair Ward

  IRN AXW00572

  • [FCA CF] Manager of certification employee (12 May 2022 to 23 Mar 2026)
• Alexander Allen

  IRN AXA00128

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 1 Apr 2019)
• Alexander Bennett-Marsden

  IRN AXB04397

  • [FCA CF] Significant management (15 Aug 2024 to 1 Dec 2025)
• Alexander Bentley

  IRN AXB00237

  • [FCA CF] Functions requiring qualifications (11 Feb 2020 to 25 Sep 2020)
• Alexandra Ann Thurgood

  IRN AXT00774

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 4 Jun 2025)

• Age Concern South Staffordshire Trading Limited (no longer appointed)

  FRN 201360 · Appointed 2 Mar 1999 · Until 14 Jan 2004

• Age Concern Swindon (no longer appointed)

  FRN 201358 · Appointed 12 Feb 1999 · Until 14 Jan 2004

• Age Concern Trading in Cheshire Limited (no longer appointed)

  FRN 201348 · Appointed 10 Feb 1999 · Until 14 Jan 2004

• Age Concern Barnsley (Trading) Limited (no longer appointed)

  FRN 201345 · Appointed 10 Feb 1999 · Until 14 Jan 2004

• Age Concern Coventry (Trading) Limited (no longer appointed)

  FRN 201349 · Appointed 10 Feb 1999 · Until 14 Jan 2004

• Age Concern East Sussex Trading Limited (no longer appointed)

  FRN 201352 · Appointed 10 Feb 1999 · Until 14 Jan 2004

• Age Concern Hull Trading Limited (no longer appointed)

  FRN 201354 · Appointed 10 Feb 1999 · Until 14 Jan 2004

• Age Concern Norfolk (Trading) Limited (no longer appointed)

  FRN 201364 · Appointed 10 Feb 1999 · Until 14 Jan 2004

• Age Concern Blackburn with Darwen Trading Limited (no longer appointed)

  FRN 201346 · Appointed 1 Feb 1999 · Until 14 Jan 2004

• Age Concern Portsmouth (no longer appointed)

  FRN 201361 · Appointed 1 Feb 1999 · Until 14 Jan 2004

No changes recorded yet.