Aviva Investors UK Fund Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Stockbroking

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Investment Setup

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David-Alexandre Simon Dahan
IRN DSD01054
- CF1 Director (25 Jun 2014 to 31 Mar 2016)
Dean Andrew Stannard
IRN DAS01122
- CF10 Compliance Oversight (1 Dec 2001 to 29 Jan 2002)
Dean James Pinner
IRN DJP00067
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Deborah Stott
IRN DXS01034
- [FCA CF] Significant management (since 19 Aug 2024)
Debra Rose Hill
IRN DRH00027
- CF21 Investment Adviser (1 Dec 2001 to 7 Dec 2001)
Denis Lehman
IRN DXL00133
- [FCA CF] Manager of certification employee (13 May 2020 to 31 Oct 2020)
Denise Claire Ebdon
IRN DCE00015
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Dhannjay Hirani
IRN DXH01741
- [FCA CF] Material risk taker (since 1 Jan 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
Didi Parker
IRN DXP00172
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Donald Stuart Macmillan
IRN DSM01160
- SMF3 Executive Director (17 Nov 2020 to 31 Mar 2022)
- SMF2 Chief Finance (17 Nov 2020 to 31 Mar 2022)
- [FCA CF] Significant management (9 Dec 2019 to 16 Nov 2020)

Smaller firms operating under this firm's FCA authorisation.

Norwich and Peterborough Building Society (no longer appointed)
FRN 150965 · Appointed 1 Jan 1860 · Until 11 Sep 2002
Derbyshire Building Society (no longer appointed)
FRN 164993 · Appointed 1 Sep 1859 · Until 11 Sep 2002
Skipton Building Society (no longer appointed)
FRN 153706 · Appointed 1 Jan 1853 · Until 8 Jul 2002
Stroud & Swindon Building Society (no longer appointed)
FRN 164588 · Appointed 1 Jan 1850 · Until 11 Sep 2002
Suffolk Building Society (no longer appointed)
FRN 104875 · Appointed 1 Jan 1849 · Until 11 Sep 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.