Aviva Investors UK Fund Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Stockbroking

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Investment Setup

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

George Stephen Coote
IRN GSC00019
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Gillian Barbara Cass
IRN GBC01039
- CF1 Director (16 Jun 2016 to 8 Feb 2017)
Gita Sonya Bal-Pitura
IRN GSB01090
- [FCA CF] Material risk taker (since 1 Jan 2025)
Gordon Edward Rozario
IRN GER00006
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Gordon John Cummins
IRN GJC01149
- CF29 Significant management (9 Feb 2009 to 30 Nov 2009)
Gordon Watson
IRN GXW00069
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Graeme John Hourston Miller
IRN GJM01242
- SMF24 Chief Operations (9 Dec 2019 to 31 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
- CF1 Director (20 Dec 2017 to 8 Dec 2019)
Graham Andrew Green
IRN GAG00021
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Graham Charles Brown
IRN GCB00003
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Graham Dunn
IRN GXD00095
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)

Smaller firms operating under this firm's FCA authorisation.

Duffy & Company (no longer appointed)
FRN 175775 · Appointed 23 Mar 1973 · Until 11 Sep 2002
Sharrock Financial Services Limited (no longer appointed)
FRN 176769 · Appointed 27 Jan 1973 · Until 21 May 2003
A Dervish and Company (no longer appointed)
FRN 156053 · Appointed 6 Apr 1972 · Until 14 Jan 2004
Allied Wessex Insurance Consultants (no longer appointed)
FRN 201219 · Appointed 1 Jan 1972 · Until 2 Jun 2003
Andrew Grant Estate Agents (no longer appointed)
FRN 181535 · Appointed 1 Apr 1971 · Until 11 Sep 2002
Universal Building Society (no longer appointed)
FRN 155881 · Appointed 1 Jan 1963 · Until 11 Sep 2002
Sarum Insurance Limited (no longer appointed)
FRN 186478 · Appointed 11 Apr 1962 · Until 21 May 2003
Gainsborough Building Society (no longer appointed)
FRN 200784 · Appointed 1 Jan 1961 · Until 11 Sep 2002
Thomas V Shaw & Co Ltd (no longer appointed)
FRN 126274 · Appointed 21 Aug 1956 · Until 11 Sep 2002
Tesco Stores Limited (no longer appointed)
FRN 201282 · Appointed 9 May 1953 · Until 14 Jan 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.