Aviva Investors UK Fund Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Stockbroking

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Investment Setup

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew John Crossley
IRN AJC00084
- CF22 Investment Adviser (Trainee) (31 Jan 2002 to 31 Jan 2002)
- CF21 Investment Adviser (31 Jan 2002 to 5 Dec 2003)
Andrew John Hawkins
IRN AJH00007
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Andrew John Schiller
IRN AJS00068
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Andrew Mark Beswick
IRN AMB01347
- CF1 Director (28 Nov 2012 to 1 Sep 2014)
Andrew Medling
IRN AXM00073
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Andrew Nigel Ward
IRN ANW00011
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Andrew Robert FOWLER
IRN ARF01081
- SMF16 Compliance Oversight (since 20 Dec 2019)
Andrew Robert Loader
IRN AXL00011
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Andrew Robert Myles Brown
IRN AXB01625
- CF1 Director (2 Feb 2016 to 22 Jul 2016)
Andrew Stephen Deacon
IRN ASD00004
- CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)

Smaller firms operating under this firm's FCA authorisation.

Insurance House (no longer appointed)
FRN 201297 · Appointed 14 Jan 1999 · Until 14 Jan 2004
Karl Tatler Estate Agents (no longer appointed)
FRN 201190 · Appointed 1 Dec 1997 · Until 21 May 2003
Mark Stephenson & Company (no longer appointed)
FRN 201065 · Appointed 24 Nov 1997 · Until 14 Jan 2004
Tesco Personal Finance Limited (no longer appointed)
FRN 186022 · Appointed 5 Mar 1997 · Until 11 Sep 2002
Caesar Properties Limited (no longer appointed)
FRN 184691 · Appointed 16 Jan 1997 · Until 11 Sep 2002
Wilson Estate and Property Mangement Agents (no longer appointed)
FRN 186533 · Appointed 1 Jan 1997 · Until 14 Jan 2004
Castle Insurance Services (no longer appointed)
FRN 185791 · Appointed 1 Jan 1997 · Until 11 Sep 2002
Carters Independent Estate Agents (no longer appointed)
FRN 183423 · Appointed 15 Dec 1996 · Until 14 Jan 2004
Dugan & Graham (no longer appointed)
FRN 201278 · Appointed 2 Dec 1996 · Until 14 Jan 2004
Carrington Estate Agents (no longer appointed)
FRN 201088 · Appointed 1 Sep 1996 · Until 2 Jun 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.