Aviva Investors Global Services Limited

Date authorised
1 April 2013
Companies House
01151805
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000
    Web
    https://www.avivainvestors.com

  • Complaints Contact

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Soek Ching Kum

    IRN SCK01014

    • (448)CF27 Investment Management (1 Dec 2001 to 30 Nov 2003)
  • Solly Gentle Limb

    IRN SXL00919

    • (61)[FCA CF] Client dealing (since 19 Jan 2026)
  • Sophie Eliane Blanpain

    IRN SEB01056

    • (104)CF21 Investment Adviser (2 Oct 2003 to 14 Jun 2004)
    • (103)CF27 Investment Management (1 Dec 2001 to 2 Oct 2003)
  • Sophie Gilmore

    IRN SXG00207

    • (1172)[FCA CF] Client dealing (9 Dec 2019 to 12 Apr 2024)
  • Sora Pia Utzinger

    IRN SXU00021

    • (905)[FCA CF] Manager of certification employee (3 Jun 2024 to 15 Aug 2024)
    • (904)[FCA CF] Client dealing (25 May 2021 to 15 Aug 2024)
  • Sotirios Nakos

    IRN SXN01708

    • (372)14. Managing investments
    • (374)[FCA CF] Manager of certification employee (since 16 Jun 2025)
    • (375)[FCA CF] Functions requiring qualifications (since 1 Nov 2022)
    • (373)[FCA CF] Client dealing (since 9 Dec 2019)
    • (554)CF30 Customer (12 Aug 2016 to 8 Dec 2019)
  • Souad Cherfouh

    IRN SXC00337

    • (1171)[FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
  • Stanley Kwong

    IRN SXK00200

    • (1170)[FCA CF] Client dealing (10 May 2020 to 15 Oct 2021)
  • Stephane Alain Marie Rougier

    IRN SAR01159

    • (87)CF30 Customer (1 May 2009 to 30 Apr 2012)
  • Stephanie Chu Lowndes

    IRN SCL01091

    • (934)[FCA CF] Client dealing (27 Apr 2022 to 13 Dec 2024)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (499)[FCA CF] Manager of certification employee

  2. controlled function added: (498)[FCA CF] Client dealing

  3. controlled function added: (497)[FCA CF] Client dealing

  4. controlled function added: (496)[FCA CF] Manager of certification employee

  5. controlled function added: (495)[FCA CF] Material risk taker

  6. controlled function added: (494)[FCA CF] Client dealing

  7. controlled function added: (493)[FCA CF] Significant management

  8. controlled function added: (492)[FCA CF] Manager of certification employee

  9. controlled function added: (491)[FCA CF] Client dealing

  10. controlled function added: (490)[FCA CF] Client dealing

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