Aviva Investors Global Services Limited

Date authorised
1 April 2013
Companies House
01151805
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000
    Web
    https://www.avivainvestors.com

  • Complaints Contact

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Alternative Debenture, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Personal pension scheme, Alternative Debenture, Life Policy, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Alternative Debenture, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Professional, Eligible Counterparty, Non-investment insurance contracts, Alternative Debenture, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Commercial, Alternative Debenture, Life Policy, Personal pension scheme, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Personal pension scheme, Alternative Debenture, Life Policy, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Eligible Counterparty, Alternative Debenture, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Umang Vithlani

    IRN UXV01003

    • (726)CF30 Customer (2 Oct 2008 to 9 Sep 2011)
  • Umay Robert Balci

    IRN UXB00018

    • (1073)[FCA CF] Client dealing (27 Nov 2024 to 20 Jun 2025)
  • Umesh Patel

    IRN UXP01106

    • (360)[FCA CF] Manager of certification employee (since 19 May 2023)
    • (359)[FCA CF] Client dealing (since 9 Dec 2019)
  • Upkar Singh Kambo

    IRN USK01001

    • (499)CF30 Customer (1 Nov 2007 to 13 Dec 2013)
  • Vaibhav Tandon

    IRN VXT00106

    • (138)[FCA CF] Client dealing (since 3 Feb 2025)
  • Vaidehee Sachdev

    IRN VXS00050

    • (1157)[FCA CF] Client dealing (9 Feb 2021 to 9 Dec 2024)
  • Valentina Shan Chen

    IRN VSC01007

    • (1535)CF30 Customer (31 Mar 2010 to 11 Jul 2014)
  • Varun Malik

    IRN VXM00049

    • (344)[FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2020)
  • Vasileios Gkionakis

    IRN VXG01100

    • (245)[FCA CF] Client dealing (since 2 Jan 2024)
  • Vasudha Sud

    IRN VXS00219

    • (1077)[FCA CF] Client dealing (16 Sep 2024 to 31 Jan 2025)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (209)[FCA CF] Client dealing

  2. controlled function added: (208)[FCA CF] Client dealing

  3. controlled function added: (207)[FCA CF] Client dealing

  4. controlled function added: (206)[FCA CF] Client dealing

  5. controlled function added: (205)[FCA CF] Significant management

  6. controlled function added: (204)[FCA CF] Manager of certification employee

  7. controlled function added: (203)[FCA CF] Client dealing

  8. controlled function added: (202)[FCA CF] Client dealing

  9. controlled function added: (201)[FCA CF] Client dealing

  10. controlled function added: (200)[FCA CF] Client dealing

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