Aviva Investors Global Services Limited

Date authorised
1 April 2013
Companies House
01151805
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000
    Web
    https://www.avivainvestors.com

  • Complaints Contact

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Serena Louise Makari Burton

    IRN SXM00893

    • (59)[FCA CF] Client dealing (since 2 Feb 2026)
  • Sergio Ferreira

    IRN SXF01434

    • (366)CF30 Customer (15 Sep 2009 to 31 May 2013)
  • Shaheen Ashiq

    IRN SXA01623

    • (298)[FCA CF] Client dealing (since 9 Jun 2021)
  • Shamik Kumar Dhar

    IRN SKD01004

    • (112)CF30 Customer (7 Aug 2012 to 30 Sep 2014)
    • (114)CF21 Investment Adviser (2 Oct 2003 to 31 May 2004)
    • (113)CF27 Investment Management (1 Dec 2001 to 2 Oct 2003)
  • Shane O'Brien

    IRN SXO00061

    • (498)[FCA CF] Client dealing (since 4 Apr 2022)
    • (499)[FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Shaniv Arjun Paul Muttiah

    IRN SAM01318

    • (1308)[FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
    • (1307)CF30 Customer (31 Jan 2017 to 8 Dec 2019)
  • Sharon Elena Kane

    IRN SEK01026

    • (1018)[FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
    • (1017)CF30 Customer (16 May 2018 to 8 Dec 2019)
  • Sharon Natalie Segal

    IRN SNS01006

    • (230)CF27 Investment Management (1 Dec 2001 to 9 Feb 2003)
  • Sharon Terry

    IRN SXB01298

    • (838)[FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2022)
    • (835)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (837)CF26 Customer Trading (2 Oct 2003 to 31 Oct 2007)
    • (836)CF27 Investment Management (1 Dec 2001 to 2 Oct 2003)
  • Shawn Jeffrey Mato

    IRN SXM04462

    • (1085)[FCA CF] Material risk taker (8 Apr 2024 to 31 Oct 2024)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (529)SMF7 Group Entity Senior Manager

  2. controlled function added: (528)SMF24 Chief Operations

  3. controlled function added: (527)SMF4 Chief Risk

  4. controlled function added: (526)SMF2 Chief Finance

  5. controlled function added: (525)SMF3 Executive Director

  6. controlled function added: (524)SMF5 Head of Internal Audit

  7. controlled function added: (523)SMF18 Other Overall Responsibility

  8. controlled function added: (522)SMF7 Group Entity Senior Manager

  9. controlled function added: (521)SMF16 Compliance Oversight

  10. controlled function added: (520)SMF17 Money Laundering Reporting Officer (MLRO)

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