Aviva Investors Global Services Limited

Date authorised
1 April 2013
Companies House
01151805
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000
    Web
    https://www.avivainvestors.com

  • Complaints Contact

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Austin Wells

    IRN TAW01113

    • (586)CF30 Customer (11 Mar 2015 to 25 Nov 2019)
  • Thomas Berry

    IRN TXB00122

    • (1156)[FCA CF] Client dealing (12 Feb 2021 to 29 Oct 2021)
  • Thomas Dawson Stoddard

    IRN TDS01059

    • (357)CF1 Director (28 Apr 2014 to 30 Jun 2019)
  • Thomas Dillon

    IRN TXD00066

    • (309)[FCA CF] Manager of certification employee (since 21 Dec 2023)
    • (308)[FCA CF] Client dealing (since 9 Feb 2021)
  • Thomas Donald Banks

    IRN TXB00666

    • (97)[FCA CF] Client dealing (since 1 Sep 2025)
  • Thomas Duncan Wills

    IRN TDW01015

    • (452)CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • (453)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Thomas Goodwin

    IRN TXG08312

    • (980)[FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2023)
    • (979)CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • Thomas Louis Frederick Green

    IRN TXG00238

    • (260)[FCA CF] Client dealing (since 4 Sep 2023)
  • Thomas Patrick Howard

    IRN TPH01074

    • (1540)SMF2 Chief Finance (25 Jan 2021 to 31 Mar 2024)
    • (1539)SMF3 Executive Director (25 Jan 2021 to 31 Mar 2024)
    • (1541)[FCA CF] Manager of certification employee (1 Sep 2020 to 24 Jan 2021)
  • Thomas Paul Geoffrey Russell

    IRN TXR00226

    • (220)[FCA CF] Client dealing (since 16 Jun 2023)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (439)[FCA CF] Client dealing

  2. controlled function added: (438)[FCA CF] Client dealing

  3. controlled function added: (437)[FCA CF] Client dealing

  4. controlled function added: (436)[FCA CF] Client dealing

  5. controlled function added: (435)[FCA CF] Manager of certification employee

  6. controlled function added: (434)[FCA CF] Material risk taker

  7. controlled function added: (433)[FCA CF] Client dealing

  8. controlled function added: (432)[FCA CF] Functions requiring qualifications

  9. controlled function added: (431)[FCA CF] Manager of certification employee

  10. controlled function added: (430)[FCA CF] Material risk taker

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