Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Netty Raud

  IRN NXR00326

  • [FCA CF] Functions requiring qualifications (2 Sep 2024 to 2 Mar 2026)
• Nicholas John Robertson

  IRN NXR00263

  • [FCA CF] Significant management (19 Jun 2023 to 21 Jan 2024)
• Nicholas Jones

  IRN NXJ00053

  • [FCA CF] CASS oversight function (9 Dec 2019 to 1 Feb 2026)
• Nicholas Stephen Leland Lyons

  IRN NSL01010

  • CF2 Non Executive Director (29 Mar 2011 to 13 Apr 2015)
• Nigel Anthony Gout

  IRN NAG01042

  • CF11 Money Laundering Reporting (1 Jul 2010 to 22 Mar 2011)
• Nigel Mikulik

  IRN NXM00078

  • [FCA CF] Significant management (since 1 Feb 2021)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Nina Ayers

  IRN NXA00071

  • [FCA CF] Functions requiring qualifications (7 Jan 2021 to 18 Feb 2022)
• Ogechi Amarachi Ekeanyanwu

  IRN OXE00051

  • [FCA CF] CASS oversight function (18 Nov 2024 to 19 Jan 2026)
• Oliver Butler

  IRN OXB00014

  • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 5 Sep 2022)
• Patricia Murphy

  IRN PXC00257

  • [FCA CF] Manager of certification employee (since 3 Jul 2023)
  • [FCA CF] Manager of certification employee (11 Jan 2023 to 1 Apr 2023)
  • [FCA CF] Functions requiring qualifications (18 Feb 2022 to 3 Jul 2023)

No changes recorded yet.