Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hugh Anthony Francis

    IRN HXF00055

    • [FCA CF] Manager of certification employee (26 Aug 2022 to 1 Apr 2023)
  • Hugh Hessing

    IRN HWH01019

    • SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Feb 2020)
    • Responsible for Insurance Mediation (16 Jan 2017 to 30 Sep 2018)
    • CF29 Significant management (16 Jan 2017 to 8 Dec 2019)
  • Iain Pearce

    IRN IXP15104

    • [FCA CF] Significant management (30 Oct 2020 to 31 Mar 2024)
  • Ian Russell Foy

    IRN IRF01028

    • CF1 Director (28 Mar 2014 to 31 Dec 2014)
  • Igal Mordeciah Mayer

    IRN IMM01071

    • CF1 Director (9 Mar 2010 to 19 Apr 2012)
  • James Barnard

    IRN JXB11964

    • SMF24 Chief Operations (since 31 Aug 2023)
  • James Christopher Steuart Hillman

    IRN JCH01251

    • [FCA CF] Manager of certification employee (since 3 May 2024)
    • [FCA CF] Manager of certification employee (4 Dec 2023 to 21 Jan 2024)
  • James Martin Webber

    IRN JMW01085

    • CF28 Systems and controls (17 Aug 2009 to 1 Jan 2010)
  • Jane Carmel Ann Poole

    IRN JXP32228

    • [FCA CF] Significant management (23 Aug 2021 to 9 Apr 2024)
  • Janine Gooding

    IRN JXG01977

    • CF29 Significant management (1 Aug 2012 to 29 Jul 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Roger Thomas (no longer appointed)

    FRN 414545 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Russell MacDonald (no longer appointed)

    FRN 411344 · Appointed 14 Jan 2005 · Until 25 Nov 2005

  • Russell MacDonald (no longer appointed)

    FRN 411335 · Appointed 14 Jan 2005 · Until 20 Nov 2007

  • S L Routley (no longer appointed)

    FRN 411320 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • S Shri (no longer appointed)

    FRN 411480 · Appointed 14 Jan 2005 · Until 26 Oct 2009

  • Stephen Bargent Healthcare (no longer appointed)

    FRN 411478 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Stuart McCrossan (no longer appointed)

    FRN 414541 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Susan Rae Provis (no longer appointed)

    FRN 418946 · Appointed 14 Jan 2005 · Until 13 May 2005

  • Suttons Ltd (no longer appointed)

    FRN 411483 · Appointed 14 Jan 2005 · Until 6 Jan 2009

  • T J Sullivan (no longer appointed)

    FRN 414548 · Appointed 14 Jan 2005 · Until 30 Sep 2005

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.