Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hugh Anthony Francis

    IRN HXF00055

    • [FCA CF] Manager of certification employee (26 Aug 2022 to 1 Apr 2023)
  • Hugh Hessing

    IRN HWH01019

    • SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Feb 2020)
    • Responsible for Insurance Mediation (16 Jan 2017 to 30 Sep 2018)
    • CF29 Significant management (16 Jan 2017 to 8 Dec 2019)
  • Iain Pearce

    IRN IXP15104

    • [FCA CF] Significant management (30 Oct 2020 to 31 Mar 2024)
  • Ian Russell Foy

    IRN IRF01028

    • CF1 Director (28 Mar 2014 to 31 Dec 2014)
  • Igal Mordeciah Mayer

    IRN IMM01071

    • CF1 Director (9 Mar 2010 to 19 Apr 2012)
  • James Barnard

    IRN JXB11964

    • SMF24 Chief Operations (since 31 Aug 2023)
  • James Christopher Steuart Hillman

    IRN JCH01251

    • [FCA CF] Manager of certification employee (since 3 May 2024)
    • [FCA CF] Manager of certification employee (4 Dec 2023 to 21 Jan 2024)
  • James Martin Webber

    IRN JMW01085

    • CF28 Systems and controls (17 Aug 2009 to 1 Jan 2010)
  • Jane Carmel Ann Poole

    IRN JXP32228

    • [FCA CF] Significant management (23 Aug 2021 to 9 Apr 2024)
  • Janine Gooding

    IRN JXG01977

    • CF29 Significant management (1 Aug 2012 to 29 Jul 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.