Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
-
Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Runs Personal Pensions
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
George Arthur Chadwick
IRN GAC00043
- CF7 Sole Trader (AR) (7 Aug 2002 to 31 Jan 2007)
- CF22 Investment Adviser (Trainee) (13 Mar 2002 to 31 Jul 2002)
-
George Ballantyne Livingston Grant
IRN GBG00001
- CF21 Investment Adviser (14 Nov 2003 to 5 Apr 2004)
- CF22 Investment Adviser (Trainee) (29 Jul 2003 to 14 Nov 2003)
-
George Daniel Simpson
IRN GDS00003
- CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2006)
- CF4 Partner (AR) (1 Dec 2001 to 17 Jun 2006)
-
George Dodd
IRN GXD00072
- SMF18 Other Overall Responsibility (24 Feb 2022 to 31 Jan 2023)
- [FCA CF] Significant management (17 Nov 2020 to 23 Feb 2022)
-
George Donald Petrie
IRN GDP00006
- CF21 Investment Adviser (18 Aug 2003 to 8 May 2006)
- CF22 Investment Adviser (Trainee) (12 Feb 2003 to 18 Aug 2003)
-
George Malcolm Williamson
IRN GMW01080
- CF2 Non Executive Director (29 Mar 2011 to 10 May 2017)
-
George Michael Crellin
IRN GMC00023
- CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2003)
-
George Nicholas Vasey
IRN GNV00001
- CF21 Investment Adviser (28 Aug 2003 to 22 May 2006)
- CF22 Investment Adviser (Trainee) (18 Feb 2003 to 28 Aug 2003)
-
George Stephen Dickinson
IRN GSD00001
- CF21 Investment Adviser (18 Aug 2003 to 21 Apr 2005)
- CF22 Investment Adviser (Trainee) (18 Dec 2002 to 18 Aug 2003)
-
Georgina Jane Talbot
IRN GJP01107
- CF22 Investment Adviser (Trainee) (18 Oct 2005 to 17 Jan 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Kingstons Financial Services (no longer appointed)
FRN 176258 · Appointed 31 Oct 2004 · Until 25 Sep 2006
-
Countryside Financial Solutions (no longer appointed)
FRN 222003 · Appointed 31 Oct 2004 · Until 3 May 2006
-
Richmond Financial Planning (no longer appointed)
FRN 403553 · Appointed 31 Oct 2004 · Until 12 Jul 2007
-
Hawkins Financial Services (no longer appointed)
FRN 403558 · Appointed 31 Oct 2004 · Until 25 Apr 2005
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.