Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Paul Block

    IRN BPB01017

    • CF7 Sole Trader (AR) (15 Jul 2002 to 5 Jan 2003)
    • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 5 Jan 2003)
  • Brian Raymond George

    IRN BRG00006

    • CF1 Director (AR) (1 Jul 2003 to 24 Oct 2003)
  • Brian Robert Muirhead

    IRN BRM00004

    • [FCA CF] Manager of certification employee (15 Feb 2022 to 1 Oct 2023)
  • Brian Stanley Cooper

    IRN BSC00004

    • CF1 Director (AR) (23 Jan 2004 to 30 Nov 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Jun 2007)
  • Brian Sturgess

    IRN BXS00039

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)
  • Brian Trevor Young

    IRN BTY00001

    • CF4 Partner (AR) (21 Jul 2003 to 30 Aug 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2007)
  • Briony Erica White

    IRN BEW00014

    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 18 Aug 2005)
  • Bronwen Emily Thomas

    IRN BXT00020

    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2004)
  • Bruce Law

    IRN BXL01150

    • CF1 Director (AR) (24 May 2006 to 22 Aug 2007)
  • Bruce William Swankie

    IRN BWS00007

    • [FCA CF] Functions requiring qualifications (5 Apr 2022 to 19 Apr 2022)
    • [FCA CF] Client dealing (5 Apr 2022 to 19 Apr 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.