Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Robin Craddock

    IRN MRC00018

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
  • Michael Rodney Peacock

    IRN MXP00040

    • CF30 Customer (29 Mar 2010 to 16 Sep 2010)
  • Michael Sasaki

    IRN MXS00816

    • [FCA CF] Significant management (since 29 May 2025)
  • Michael Shane Mosley

    IRN MSM00006

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 28 Sep 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2004)
  • Michael Stephen Jones

    IRN MSJ00003

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2005)
  • Michael Stephen Walton

    IRN MSW01105

    • CF21 Investment Adviser (30 Dec 2003 to 23 Dec 2005)
    • CF22 Investment Adviser (Trainee) (14 May 2003 to 30 Dec 2003)
  • Michael Stephens

    IRN MXS05370

    • [FCA CF] Significant management (27 Aug 2025 to 3 Nov 2025)
  • Michael William Mason

    IRN MWM00003

    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)
  • Michael Yeoman

    IRN MXY01098

    • CF1 Director (AR) (30 Nov 2004 to 19 Jun 2007)
  • Michele Golunska

    IRN MFB01057

    • SMF18 Other Overall Responsibility (since 9 Feb 2023)
    • [FCA CF] Significant management (1 Aug 2022 to 8 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Mar 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.