Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jane Caroline Collins

    IRN JCC00006

    • CF30 Customer (1 Nov 2007 to 31 Jul 2010)
    • CF21 Investment Adviser (7 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 7 Jun 2005)
  • Jane Darvill

    IRN JXD00075

    • CF30 Customer (1 Nov 2007 to 14 Dec 2007)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jun 2004 to 19 May 2005)
  • Jane Elizabeth Durbin

    IRN JED00027

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 9 Feb 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Feb 2006)
  • Jane Marie Atkinson

    IRN JMA00035

    • CF22 Investment Adviser (Trainee) (17 Jun 2004 to 19 Jan 2005)
  • Jane Maxwell

    IRN JXC00183

    • CF30 Customer (15 Jun 2010 to 16 Sep 2010)
  • Jane Newton

    IRN JXN01180

    • CF21 Investment Adviser (23 Jun 2005 to 1 Sep 2006)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 23 Jun 2005)
  • Jane Rebecca Pepper

    IRN JRP01150

    • CF1 Director (AR) (23 Nov 2005 to 1 Jul 2007)
  • Jane Smethurst

    IRN JAL00062

    • CF22 Investment Adviser (Trainee) (27 Jan 2004 to 12 Mar 2004)
  • Jane Veronica Storm

    IRN JXS25826

    • SMF18 Other Overall Responsibility (since 11 Dec 2025)
  • Jane Wilkinson

    IRN JXW00108

    • CF30 Customer (13 May 2010 to 16 Sep 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.