Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David John Coles

  IRN DJC00063

  • CF1 Director (AR) (11 Nov 2005 to 23 Aug 2007)
  • CF4 Partner (AR) (1 Dec 2001 to 11 Nov 2005)
• David John Goodman

  IRN DJG00011

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 8 Jul 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
• David John Heaton

  IRN DJH01323

  • CF21 Investment Adviser (31 Mar 2004 to 1 Jun 2004)
  • CF22 Investment Adviser (Trainee) (23 May 2003 to 31 Mar 2004)
• David John Josey

  IRN DJJ00009

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 7 Jun 2006)
• David John Mundy

  IRN DJM00017

  • CF22 Investment Adviser (Trainee) (10 Mar 2006 to 1 Apr 2007)
• David John Peter Corkerton

  IRN DJC01330

  • CF1 Director (AR) (15 Aug 2005 to 11 Nov 2006)
• David John Peter Mensing

  IRN DJM00088

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• David John Rogers

  IRN DJR01182

  • CF22 Investment Adviser (Trainee) (18 Jul 2002 to 9 May 2003)
• David John Rose

  IRN DJR00057

  • CF1 Director (AR) (24 May 2005 to 1 Jul 2007)
• David John Still

  IRN DJS01393

  • Responsible for Insurance Mediation (27 Nov 2015 to 25 May 2017)
  • CF29 Significant management (27 Nov 2015 to 31 Mar 2018)

• WH SMITH RETAIL HOLDINGS LIMITED (no longer appointed)

  FRN 435999 · Appointed 22 Jul 2005 · Until 24 Jan 2008

• Graham Ian Worthington (no longer appointed)

  FRN 435786 · Appointed 19 Jul 2005 · Until 19 Aug 2007

• Group Landmark Ltd (no longer appointed)

  FRN 433736 · Appointed 8 Jun 2005 · Until 16 Sep 2005

• MCA Financial Management (no longer appointed)

  FRN 432851 · Appointed 18 May 2005 · Until 31 Oct 2006

• Principal Group Ltd (no longer appointed)

  FRN 432253 · Appointed 5 May 2005 · Until 24 Jul 2008

• Harbour Independent Mortgage Brokers (no longer appointed)

  FRN 207616 · Appointed 28 Apr 2005 · Until 2 Mar 2006

• Harry Bennett & Associates Ltd (no longer appointed)

  FRN 430718 · Appointed 6 Apr 2005 · Until 22 Nov 2005

• Deborah Yea Partnership Ltd (no longer appointed)

  FRN 429359 · Appointed 10 Mar 2005 · Until 30 Jul 2007

• Mortgage Port Ltd (no longer appointed)

  FRN 429252 · Appointed 9 Mar 2005 · Until 1 May 2007

• Real Life Services Ltd (no longer appointed)

  FRN 429253 · Appointed 9 Mar 2005 · Until 23 May 2006

No changes recorded yet.