Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Graham Stone

  IRN MGS00017

  • CF21 Investment Adviser (15 Jan 2004 to 21 Jan 2005)
  • CF22 Investment Adviser (Trainee) (16 Jul 2003 to 15 Jan 2004)
• Michael Haas

  IRN MXH00271

  • CF1 Director (AR) (12 Sep 2003 to 8 Jun 2005)
  • CF4 Partner (AR) (1 Dec 2001 to 12 Sep 2003)
• Michael Handley

  IRN MXH00063

  • CF21 Investment Adviser (25 Aug 2004 to 26 Jan 2006)
  • CF22 Investment Adviser (Trainee) (29 Jan 2004 to 25 Aug 2004)
• Michael Hawkins

  IRN MXH01490

  • CF21 Investment Adviser (25 Sep 2003 to 22 May 2006)
  • CF22 Investment Adviser (Trainee) (11 Feb 2002 to 25 Sep 2003)
• Michael Hogg

  IRN MXH14683

  • [FCA CF] Significant management (since 1 Nov 2023)
  • [FCA CF] Manager of certification employee (since 10 Jul 2023)
  • [FCA CF] Manager of certification employee (1 Feb 2021 to 15 Mar 2021)
• Michael Howells

  IRN MXH00152

  • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2005)
• Michael James Cannon

  IRN MJC00083

  • CF4 Partner (AR) (18 Jul 2003 to 7 Sep 2005)
  • CF21 Investment Adviser (15 Oct 2002 to 7 Sep 2005)
  • CF22 Investment Adviser (Trainee) (5 Jul 2002 to 15 Oct 2002)
• Michael James Denning

  IRN MJD00076

  • CF30 Customer (1 Nov 2007 to 24 Jan 2008)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Feb 2006)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Michael John Chapman

  IRN MJC01357

  • CF22 Investment Adviser (Trainee) (11 Jul 2002 to 14 Apr 2003)
• Michael John Delamere

  IRN MJD00005

  • CF30 Customer (1 Nov 2007 to 3 Jan 2008)
  • CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 24 Jan 2007)

• Hosiery Corporation International (no longer appointed)

  FRN 450859 · Appointed 18 Apr 2006 · Until 20 Feb 2008

• Andrew Louis Estate Agents (no longer appointed)

  FRN 450583 · Appointed 7 Apr 2006 · Until 21 Apr 2007

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 31 Mar 2006 · Until 23 Mar 2011

• ATM Financial LLP (no longer appointed)

  FRN 449957 · Appointed 28 Mar 2006 · Until 17 Jul 2007

• Fooks & Co (no longer appointed)

  FRN 449026 · Appointed 9 Mar 2006 · Until 23 Jan 2008

• Iosis Mortgage Services (no longer appointed)

  FRN 448955 · Appointed 8 Mar 2006 · Until 9 Apr 2007

• KBA Marketing Ltd (no longer appointed)

  FRN 435950 · Appointed 20 Jan 2006 · Until 27 Nov 2008

• First Financial Limited (no longer appointed)

  FRN 201039 · Appointed 14 Dec 2005 · Until 23 Mar 2011

• B&Q Ltd (no longer appointed)

  FRN 175288 · Appointed 28 Nov 2005 · Until 23 Jan 2008

• Hallmark Financial Services (no longer appointed)

  FRN 442155 · Appointed 21 Nov 2005 · Until 12 Aug 2007

No changes recorded yet.