Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William Eadie

    IRN WXE00005

    • (3392)CF21 Investment Adviser (11 Jun 2003 to 2 Sep 2007)
    • (3391)CF22 Investment Adviser (Trainee) (22 Nov 2002 to 11 Jun 2003)
  • William Francis Snaith

    IRN WFS01010

    • (261)CF1 Director (AR) (15 Mar 2005 to 23 May 2006)
  • William George Cunningham

    IRN WGC00004

    • (2323)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
  • William George Finegan

    IRN WGF00003

    • (690)CF21 Investment Adviser (15 Aug 2003 to 31 Dec 2006)
    • (691)CF7 Sole Trader (AR) (19 Dec 2002 to 23 Feb 2006)
    • (689)CF22 Investment Adviser (Trainee) (19 Dec 2002 to 15 Aug 2003)
  • William George Hassard

    IRN WGH00005

    • (255)CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • (257)CF21 Investment Adviser (17 Jun 2005 to 31 Oct 2007)
    • (256)CF22 Investment Adviser (Trainee) (15 Apr 2005 to 17 Jun 2005)
  • William Gerard O'Donnell

    IRN WGO00002

    • (1111)CF22 Investment Adviser (Trainee) (28 May 2002 to 16 Sep 2002)
  • William Hamilton

    IRN WXH01135

    • (1830)CF29 Significant management (1 Nov 2007 to 31 Dec 2007)
    • (1831)CF16 Significant Mgt (Desgntd Investment Business) (10 Apr 2006 to 31 Oct 2007)
  • William Ian Holmes

    IRN WIH00002

    • (1392)CF30 Customer (20 Jan 2010 to 31 Mar 2010)
  • William John Sheppard

    IRN WJS00003

    • (1130)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
  • William Mark Grayshan

    IRN WMG00006

    • (1248)CF21 Investment Adviser (25 Nov 2002 to 17 Feb 2003)
    • (1247)CF22 Investment Adviser (Trainee) (24 Jan 2002 to 25 Nov 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: AXA Winterthur Wealth Management

  2. trading name added: AXA Sun Life Direct

  3. trading name added: AXA Group

  4. trading name added: AXA Equity & Law

  5. trading name added: AXA Direct

  6. trading name added: AXA Assurance

  7. trading name added: Aviva Financial Advice

  8. trading name added: Friends Life Services Limited

  9. trading name added: AXA Sun Life Services Plc

  10. trading name added: Yorkshire Financial Advisory Service

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