Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alison Christine Thomson
IRN ACT01052
- CF22 Investment Adviser (Trainee) (9 Jun 2004 to 16 Sep 2005)
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Alison Elizabeth Cook
IRN AEC00014
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Alison Elizabeth Hutchinson
IRN AEH01041
- CF2 Non Executive Director (13 Apr 2015 to 31 Oct 2017)
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Alison Gammon
IRN AXG00053
- [FCA CF] Manager of certification employee (24 May 2023 to 30 Sep 2023)
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2023)
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Alison Jayne Anderson
IRN AJA00042
- CF30 Customer (5 Feb 2010 to 16 Sep 2010)
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Alison Louise Carter
IRN ALC00015
- CF30 Customer (1 Nov 2007 to 1 Feb 2008)
- CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 8 Jun 2005)
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Alison Margaret Beardsell
IRN AMB01281
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Alison Sarah Burns
IRN ASB00013
- CF16 Significant Mgt (Desgntd Investment Business) (13 Aug 2004 to 5 Jan 2007)
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Alison Walker
IRN AXW85367
- [FCA CF] Functions requiring qualifications (1 Mar 2022 to 1 Oct 2023)
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Alistair George Cruickshank
IRN AGC00039
- CF21 Investment Adviser (3 Mar 2003 to 22 Aug 2007)
- CF22 Investment Adviser (Trainee) (11 Sep 2002 to 3 Mar 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Swindon Mortgages & Financial Services (no longer appointed)
FRN 219671 · Appointed 21 Nov 2002 · Until 14 Jul 2003
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Young Beattie & O'Neill (no longer appointed)
FRN 218889 · Appointed 21 Nov 2002 · Until 25 Jul 2003
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Ian Frazer Financial Management Ltd (no longer appointed)
FRN 219932 · Appointed 20 Nov 2002 · Until 22 Jul 2007
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Optimize Financial Services Ltd (no longer appointed)
FRN 220589 · Appointed 20 Nov 2002 · Until 22 May 2007
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Niche Financial Services (no longer appointed)
FRN 220201 · Appointed 20 Nov 2002 · Until 21 Jan 2005
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Ruth Dolman Financial & Insurance Services (no longer appointed)
FRN 219611 · Appointed 20 Nov 2002 · Until 1 Jul 2007
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Advice for Life Services Limited (no longer appointed)
FRN 220801 · Appointed 20 Nov 2002 · Until 10 May 2007
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Hall & Partners Wealth Management Ltd (no longer appointed)
FRN 220588 · Appointed 20 Nov 2002 · Until 1 Jul 2007
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L & W Financial Services (no longer appointed)
FRN 220827 · Appointed 20 Nov 2002 · Until 11 Aug 2005
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.