Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jodie Crocker

    IRN JXC01840

    • CF22 Investment Adviser (Trainee) (31 Mar 2004 to 23 Jul 2004)
  • Joh Stanley Pidgeon

    IRN JSP00009

    • CF1 Director (AR) (29 Sep 2003 to 10 Apr 2006)
  • Johal Harminder

    IRN HXJ01061

    • CF1 Director (AR) (1 Apr 2003 to 31 Oct 2004)
  • John Alexander Jones

    IRN JAJ01066

    • CF22 Investment Adviser (Trainee) (28 May 2003 to 26 Jun 2003)
  • John Andrew Rimmer

    IRN JAR00033

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2006)
  • John Andrew Sheraton

    IRN JAS00052

    • CF21 Investment Adviser (2 Dec 2005 to 15 Sep 2006)
    • CF22 Investment Adviser (Trainee) (26 Jul 2004 to 2 Dec 2005)
  • John Arthur Hurst

    IRN JAH00043

    • CF21 Investment Adviser (28 Oct 2003 to 31 Dec 2006)
    • CF4 Partner (AR) (3 Jun 2003 to 31 Dec 2006)
    • CF22 Investment Adviser (Trainee) (3 Jun 2003 to 28 Oct 2003)
  • John Barron McVean

    IRN JBM00002

    • CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2007)
    • CF1 Director (AR) (1 Dec 2001 to 22 Aug 2007)
  • John Burns

    IRN JXB00120

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • John Cardross Grant

    IRN JXC00024

    • CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.