Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Christine Thomson

    IRN ACT01052

    • CF22 Investment Adviser (Trainee) (9 Jun 2004 to 16 Sep 2005)
  • Alison Elizabeth Cook

    IRN AEC00014

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Alison Elizabeth Hutchinson

    IRN AEH01041

    • CF2 Non Executive Director (13 Apr 2015 to 31 Oct 2017)
  • Alison Gammon

    IRN AXG00053

    • [FCA CF] Manager of certification employee (24 May 2023 to 30 Sep 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2023)
  • Alison Jayne Anderson

    IRN AJA00042

    • CF30 Customer (5 Feb 2010 to 16 Sep 2010)
  • Alison Louise Carter

    IRN ALC00015

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 8 Jun 2005)
  • Alison Margaret Beardsell

    IRN AMB01281

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Alison Sarah Burns

    IRN ASB00013

    • CF16 Significant Mgt (Desgntd Investment Business) (13 Aug 2004 to 5 Jan 2007)
  • Alison Walker

    IRN AXW85367

    • [FCA CF] Functions requiring qualifications (1 Mar 2022 to 1 Oct 2023)
  • Alistair George Cruickshank

    IRN AGC00039

    • CF21 Investment Adviser (3 Mar 2003 to 22 Aug 2007)
    • CF22 Investment Adviser (Trainee) (11 Sep 2002 to 3 Mar 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.