Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Robert Penman

  IRN CRP01045

  • CF21 Investment Adviser (25 May 2005 to 31 Mar 2006)
  • CF22 Investment Adviser (Trainee) (20 Jan 2005 to 25 May 2005)
• Colin Stewart

  IRN CXS00012

  • CF21 Investment Adviser (1 Dec 2001 to 27 Jan 2007)
• Colin Thomas Nisbet

  IRN CTN01001

  • CF21 Investment Adviser (10 Nov 2004 to 2 Aug 2007)
  • CF22 Investment Adviser (Trainee) (9 Jun 2004 to 10 Nov 2004)
• Colin Thompson

  IRN CXT00051

  • CF30 Customer (24 Feb 2010 to 16 Sep 2010)
• Colin Thomson

  IRN CDT00010

  • CF30 Customer (8 Apr 2010 to 16 Sep 2010)
• Colin Williams

  IRN CAW01099

  • SMF3 Executive Director (8 Sep 2020 to 7 Dec 2020)
  • [FCA CF] Manager of certification employee (30 Mar 2020 to 8 Sep 2020)
  • CF29 Significant management (23 Oct 2014 to 24 Apr 2015)
  • CF1 Director (9 May 2011 to 31 Mar 2014)
• Colman Martin Smith

  IRN CMS00052

  • CF21 Investment Adviser (24 Jun 2004 to 10 Dec 2004)
  • CF22 Investment Adviser (Trainee) (28 Nov 2003 to 24 Jun 2004)
  • CF4 Partner (AR) (28 Nov 2003 to 10 Dec 2004)
• Colum James Lynch

  IRN CJL00007

  • CF21 Investment Adviser (1 Dec 2001 to 28 Aug 2007)
• Craig Fazzini-Jones

  IRN RCJ01039

  • SMF24 Chief Operations (21 Oct 2021 to 19 Jun 2025)
  • CF1 Director (AR) (8 Oct 2021 to 30 Jan 2023)
• Craig Gray

  IRN CXG00053

  • CF21 Investment Adviser (19 Sep 2003 to 30 Oct 2004)
  • CF22 Investment Adviser (Trainee) (20 Mar 2003 to 19 Sep 2003)

• Face 2 Face Financial Services Ltd (no longer appointed)

  FRN 224610 · Appointed 28 Apr 2003 · Until 31 Dec 2005

• S&S Mortgage Solutions (no longer appointed)

  FRN 224377 · Appointed 15 Apr 2003 · Until 17 Jun 2007

• Professional Financial Connections Ltd (no longer appointed)

  FRN 224376 · Appointed 15 Apr 2003 · Until 1 Jun 2006

• Active Mortgage Solutions (no longer appointed)

  FRN 224340 · Appointed 14 Apr 2003 · Until 6 Oct 2004

• NI Financial Directions Ltd (no longer appointed)

  FRN 224312 · Appointed 11 Apr 2003 · Until 2 Sep 2007

• Collins & Co (no longer appointed)

  FRN 224266 · Appointed 10 Apr 2003 · Until 1 Aug 2005

• Jeffries Financial Services (no longer appointed)

  FRN 207601 · Appointed 7 Apr 2003 · Until 25 Mar 2005

• Fair Facts Financial Limited (no longer appointed)

  FRN 224143 · Appointed 7 Apr 2003 · Until 31 Oct 2004

• Face 2 Face (Scotland) Ltd (no longer appointed)

  FRN 223930 · Appointed 31 Mar 2003 · Until 2 Sep 2007

• Xchange Homes Limited (no longer appointed)

  FRN 223893 · Appointed 27 Mar 2003 · Until 29 Aug 2007

No changes recorded yet.