Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael Robin Craddock
IRN MRC00018
- (583)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
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Michael Rodney Peacock
IRN MXP00040
- (3214)CF30 Customer (29 Mar 2010 to 16 Sep 2010)
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Michael Sasaki
IRN MXS00816
- (9)[FCA CF] Significant management (since 29 May 2025)
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Michael Shane Mosley
IRN MSM00006
- (716)CF24 Pension Transfer Specialist (1 Dec 2001 to 28 Sep 2004)
- (717)CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2004)
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Michael Stephen Jones
IRN MSJ00003
- (588)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2005)
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Michael Stephen Walton
IRN MSW01105
- (393)CF21 Investment Adviser (30 Dec 2003 to 23 Dec 2005)
- (392)CF22 Investment Adviser (Trainee) (14 May 2003 to 30 Dec 2003)
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Michael Stephens
IRN MXS05370
- (2284)[FCA CF] Significant management (27 Aug 2025 to 3 Nov 2025)
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Michael William Mason
IRN MWM00003
- (591)CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)
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Michael Yeoman
IRN MXY01098
- (35)CF1 Director (AR) (30 Nov 2004 to 19 Jun 2007)
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Michele Golunska
IRN MFB01057
- (37)SMF18 Other Overall Responsibility (since 9 Feb 2023)
- (3389)[FCA CF] Significant management (1 Aug 2022 to 8 Feb 2023)
- (3388)[FCA CF] Manager of certification employee (1 Aug 2022 to 8 Feb 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Hatch Financial Services Ltd (no longer appointed)
FRN 225585 · Appointed 19 Jun 2003 · Until 6 Aug 2007
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Primecare Insurance Services Ltd (no longer appointed)
FRN 225557 · Appointed 18 Jun 2003 · Until 31 Oct 2004
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Noel Blair Financial Services (no longer appointed)
FRN 225481 · Appointed 11 Jun 2003 · Until 30 Jun 2004
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Waterfront Financial (Southern) (no longer appointed)
FRN 207032 · Appointed 11 Jun 2003 · Until 7 Dec 2005
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CCF Financial Services 2003 Ltd (no longer appointed)
FRN 225337 · Appointed 2 Jun 2003 · Until 31 Dec 2004
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Solutions 4 Partnership Ltd (no longer appointed)
FRN 225150 · Appointed 22 May 2003 · Until 29 Jun 2006
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Hurst Booker Financial & Mortgage Solutions (no longer appointed)
FRN 225152 · Appointed 22 May 2003 · Until 31 Dec 2006
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: AXA Winterthur Wealth Management
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trading name added: AXA Sun Life Direct
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trading name added: AXA Group
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trading name added: AXA Equity & Law
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trading name added: AXA Direct
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trading name added: AXA Assurance
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trading name added: Aviva Financial Advice
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trading name added: Friends Life Services Limited
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trading name added: AXA Sun Life Services Plc
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trading name added: Yorkshire Financial Advisory Service