Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Andrew Mudge

  IRN CAM00048

  • CF21 Investment Adviser (24 Nov 2003 to 26 Nov 2003)
  • CF1 Director (AR) (27 May 2003 to 30 Sep 2004)
  • CF22 Investment Adviser (Trainee) (27 May 2003 to 24 Nov 2003)
• Colin Arthur Ward

  IRN CAW00010

  • CF4 Partner (18 Feb 2002 to 25 Feb 2002)
• Colin Barry Delve

  IRN CBD00008

  • CF21 Investment Adviser (12 Sep 2003 to 17 Dec 2003)
  • CF1 Director (AR) (12 Sep 2003 to 8 Jun 2005)
  • CF4 Partner (AR) (1 Dec 2001 to 12 Sep 2003)
• Colin Brown

  IRN CXB01754

  • CF30 Customer (17 Mar 2008 to 30 Oct 2008)
• Colin Desmond Brisco

  IRN CDB00009

  • CF30 Customer (20 Jan 2010 to 16 Sep 2010)
• Colin Francis Clapperton

  IRN CFC00003

  • CF21 Investment Adviser (30 Jan 2004 to 16 Oct 2006)
  • CF22 Investment Adviser (Trainee) (12 May 2003 to 30 Jan 2004)
• Colin Ivor Usherwood

  IRN CIU00001

  • CF7 Sole Trader (AR) (1 Dec 2001 to 14 Nov 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2007)
• Colin Lucas

  IRN CXL00030

  • CF30 Customer (9 Apr 2008 to 30 Sep 2009)
• Colin McKay

  IRN CXM01838

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Colin Osborne Smith

  IRN COS00001

  • CF21 Investment Adviser (11 Dec 2003 to 2 Sep 2007)
  • CF22 Investment Adviser (Trainee) (8 Apr 2003 to 11 Dec 2003)
  • CF4 Partner (AR) (8 Apr 2003 to 2 Sep 2007)

• Beacon Financial Solutions (no longer appointed)

  FRN 226254 · Appointed 10 Jul 2003 · Until 28 Nov 2005

• Maxam Financial Services LLP (no longer appointed)

  FRN 226224 · Appointed 9 Jul 2003 · Until 30 Aug 2007

• Richard Butler & Associates (no longer appointed)

  FRN 200931 · Appointed 7 Jul 2003 · Until 13 Nov 2006

• Mortgage Direct (UK) Ltd (no longer appointed)

  FRN 225862 · Appointed 27 Jun 2003 · Until 31 Oct 2004

• M & M Mortgage Solutions (no longer appointed)

  FRN 225856 · Appointed 27 Jun 2003 · Until 31 Dec 2004

• Homesearch Direct (no longer appointed)

  FRN 225793 · Appointed 25 Jun 2003 · Until 21 Apr 2005

• M54 Finance Ltd (no longer appointed)

  FRN 225746 · Appointed 24 Jun 2003 · Until 11 Nov 2003

• Mackay Hall Ltd (no longer appointed)

  FRN 225668 · Appointed 23 Jun 2003 · Until 6 Aug 2007

• Financial Services Made Simple (no longer appointed)

  FRN 225630 · Appointed 20 Jun 2003 · Until 9 Jan 2007

• Buchanan & Associates Financial Planning Limited (no longer appointed)

  FRN 225627 · Appointed 20 Jun 2003 · Until 15 Jul 2007

No changes recorded yet.