Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Barry Douglas Cook
IRN BDC00008
- CF21 Investment Adviser (20 Jun 2005 to 10 Oct 2005)
- CF22 Investment Adviser (Trainee) (11 Feb 2004 to 20 Jun 2005)
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Barry Douglas Thomson
IRN BDT01012
- CF30 Customer (13 May 2010 to 16 Sep 2010)
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Barry George Wright
IRN BGW00006
- CF4 Partner (AR) (13 Jul 2006 to 30 Jul 2007)
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Barry John Edward Mathews
IRN BJM01136
- CF4 Partner (AR) (8 Mar 2004 to 8 Apr 2006)
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Barry John Willis
IRN BJW00025
- CF21 Investment Adviser (9 May 2002 to 23 Sep 2002)
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Barry Martin Boreham
IRN BMB00003
- CF1 Director (AR) (23 Jan 2004 to 30 Nov 2005)
- CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2007)
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Barry Pepper
IRN BXP00019
- CF21 Investment Adviser (21 Oct 2003 to 18 Oct 2004)
- CF4 Partner (AR) (28 Mar 2003 to 18 Oct 2004)
- CF22 Investment Adviser (Trainee) (28 Mar 2003 to 21 Oct 2003)
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Barry Robert Morris
IRN BRM00005
- CF21 Investment Adviser (5 Aug 2002 to 14 Mar 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Aug 2002)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 14 Mar 2005)
- CF4 Partner (AR) (1 Dec 2001 to 28 Jul 2002)
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Barry Snell
IRN BXS00029
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
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Barry Stephen Northcott
IRN BSN00004
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Sep 2005 to 12 Jun 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Beacon Financial Solutions (no longer appointed)
FRN 226254 · Appointed 10 Jul 2003 · Until 28 Nov 2005
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Maxam Financial Services LLP (no longer appointed)
FRN 226224 · Appointed 9 Jul 2003 · Until 30 Aug 2007
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Richard Butler & Associates (no longer appointed)
FRN 200931 · Appointed 7 Jul 2003 · Until 13 Nov 2006
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Mortgage Direct (UK) Ltd (no longer appointed)
FRN 225862 · Appointed 27 Jun 2003 · Until 31 Oct 2004
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M & M Mortgage Solutions (no longer appointed)
FRN 225856 · Appointed 27 Jun 2003 · Until 31 Dec 2004
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Financial Services Made Simple (no longer appointed)
FRN 225630 · Appointed 20 Jun 2003 · Until 9 Jan 2007
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Buchanan & Associates Financial Planning Limited (no longer appointed)
FRN 225627 · Appointed 20 Jun 2003 · Until 15 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.