Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Paul Block

  IRN BPB01017

  • CF7 Sole Trader (AR) (15 Jul 2002 to 5 Jan 2003)
  • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 5 Jan 2003)
• Brian Raymond George

  IRN BRG00006

  • CF1 Director (AR) (1 Jul 2003 to 24 Oct 2003)
• Brian Robert Muirhead

  IRN BRM00004

  • [FCA CF] Manager of certification employee (15 Feb 2022 to 1 Oct 2023)
• Brian Stanley Cooper

  IRN BSC00004

  • CF1 Director (AR) (23 Jan 2004 to 30 Nov 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 25 Jun 2007)
• Brian Sturgess

  IRN BXS00039

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)
• Brian Trevor Young

  IRN BTY00001

  • CF4 Partner (AR) (21 Jul 2003 to 30 Aug 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2007)
• Briony Erica White

  IRN BEW00014

  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 18 Aug 2005)
• Bronwen Emily Thomas

  IRN BXT00020

  • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2004)
• Bruce Law

  IRN BXL01150

  • CF1 Director (AR) (24 May 2006 to 22 Aug 2007)
• Bruce William Swankie

  IRN BWS00007

  • [FCA CF] Functions requiring qualifications (5 Apr 2022 to 19 Apr 2022)
  • [FCA CF] Client dealing (5 Apr 2022 to 19 Apr 2022)

• Tony Walker Financial Planning Services (no longer appointed)

  FRN 401070 · Appointed 25 May 2004 · Until 27 Jun 2007

• Martin Currington Estate Agents (no longer appointed)

  FRN 401003 · Appointed 20 May 2004 · Until 9 Oct 2006

• Donohue Financial Planning Limited (no longer appointed)

  FRN 231998 · Appointed 2 Mar 2004 · Until 1 Apr 2006

• Elliots Financial Services (no longer appointed)

  FRN 231916 · Appointed 27 Feb 2004 · Until 8 Apr 2006

• Axa Sun Life Direct Ltd (no longer appointed)

  FRN 151628 · Appointed 25 Feb 2004 · Until 7 Apr 2011

• McKenzie Arthur Financial Management (no longer appointed)

  FRN 231835 · Appointed 23 Feb 2004 · Until 22 Dec 2004

• Carleton Independent Financial Advisors (no longer appointed)

  FRN 231366 · Appointed 30 Jan 2004 · Until 3 Mar 2006

• Sound Financial Solutions Ltd (no longer appointed)

  FRN 231030 · Appointed 15 Jan 2004 · Until 19 Nov 2006

• Cooper & Boreham Financial Planning Ltd (no longer appointed)

  FRN 231007 · Appointed 14 Jan 2004 · Until 30 Nov 2005

• Lion Financial Services (no longer appointed)

  FRN 229747 · Appointed 25 Nov 2003 · Until 20 Dec 2004

No changes recorded yet.