Aviva Administration Limited

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FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Brian Frederick Pearson
IRN BFP00002
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
- CF1 Director (AR) (1 Dec 2001 to 1 Aug 2007)
Brian Harry Young
IRN BHY00002
- CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2007)
Brian John Logan
IRN BJL00011
- CF21 Investment Adviser (4 Nov 2003 to 2 Sep 2007)
- CF22 Investment Adviser (Trainee) (8 Apr 2003 to 4 Nov 2003)
- CF4 Partner (AR) (8 Apr 2003 to 2 Sep 2007)
Brian John Simons
IRN BJS00020
- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Sep 2006 to 27 Sep 2007)
Brian Johnstone Learmonth
IRN BJL00009
- CF30 Customer (1 Nov 2007 to 14 Dec 2007)
- CF21 Investment Adviser (25 May 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Mar 2004 to 25 May 2005)
Brian Kennedy
IRN BDK00004
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Dec 2001)
Brian King
IRN BXK01139
- CF22 Investment Adviser (Trainee) (5 May 2005 to 19 May 2006)
Brian McKenna
IRN BXM00100
- CF30 Customer (16 Jun 2010 to 16 Sep 2010)
Brian Melville
IRN BXM00017
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
Brian Michael Rafferty
IRN BMR01031
- CF21 Investment Adviser (19 Jul 2006 to 29 Sep 2006)
- CF22 Investment Adviser (Trainee) (8 Jun 2005 to 19 Jul 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Morgan Muir Ltd (no longer appointed)
FRN 413111 · Appointed 29 Oct 2004 · Until 5 Nov 2006
Move It Mortgages L.P. (no longer appointed)
FRN 410496 · Appointed 26 Oct 2004 · Until 23 Mar 2006
Life Investments Limited (no longer appointed)
FRN 400268 · Appointed 25 Oct 2004 · Until 1 Jul 2007
Oakhouse Mortgages (no longer appointed)
FRN 403711 · Appointed 25 Oct 2004 · Until 4 Jul 2005
A .G. Mortgage Services (no longer appointed)
FRN 409780 · Appointed 20 Oct 2004 · Until 1 Jul 2007
Plan & Prosper Financial Services (no longer appointed)
FRN 409183 · Appointed 12 Oct 2004 · Until 4 May 2006
Marshall McDowell Ltd (no longer appointed)
FRN 403142 · Appointed 28 Sep 2004 · Until 4 Aug 2005
Zenith Mortgages Ltd (no longer appointed)
FRN 401385 · Appointed 28 Sep 2004 · Until 25 Mar 2006
Mortgage World (NW) (no longer appointed)
FRN 407846 · Appointed 20 Sep 2004 · Until 2 Aug 2007
Tom Atkins (no longer appointed)
FRN 403724 · Appointed 8 Sep 2004 · Until 1 Jul 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.