Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Charles Sloman
IRN MCS00049
- CF21 Investment Adviser (30 Mar 2006 to 15 Nov 2006)
- CF22 Investment Adviser (Trainee) (21 Sep 2005 to 30 Mar 2006)
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Mark Charles Smith
IRN MCS00010
- CF21 Investment Adviser (23 Nov 2005 to 12 Jan 2006)
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Mark Charlesworth
IRN MXC00121
- CF30 Customer (1 Nov 2007 to 19 Nov 2007)
- CF22 Investment Adviser (Trainee) (14 Mar 2002 to 14 Mar 2002)
- CF21 Investment Adviser (14 Mar 2002 to 31 Oct 2007)
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Mark Cracknell
IRN MXC00266
- CF22 Investment Adviser (Trainee) (29 Sep 2003 to 3 Jul 2004)
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Mark David Robinson
IRN MXR00203
- SMF3 Executive Director (11 May 2021 to 31 Jul 2024)
- SMF2 Chief Finance (11 May 2021 to 31 Jul 2024)
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Mark David Tovey
IRN MDT01060
- CF21 Investment Adviser (6 Feb 2004 to 18 Nov 2005)
- CF22 Investment Adviser (Trainee) (18 Feb 2003 to 6 Feb 2004)
- CF1 Director (AR) (18 Feb 2003 to 13 Aug 2004)
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Mark Dodman
IRN MXD00052
- CF30 Customer (23 Jan 2009 to 19 Aug 2010)
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Mark Eddie Pollard
IRN MEP00016
- CF21 Investment Adviser (1 Dec 2001 to 2 Mar 2007)
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Mark Edward MacKenzie North
IRN MEN01009
- CF21 Investment Adviser (8 Dec 2005 to 12 Oct 2006)
- CF22 Investment Adviser (Trainee) (14 Apr 2005 to 8 Dec 2005)
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Mark Eldor
IRN MBE01010
- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF21 Investment Adviser (24 Mar 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Feb 2003 to 24 Mar 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Life Investments Limited (no longer appointed)
FRN 400268 · Appointed 25 Oct 2004 · Until 1 Jul 2007
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Plan & Prosper Financial Services (no longer appointed)
FRN 409183 · Appointed 12 Oct 2004 · Until 4 May 2006
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.