Aviva Administration Limited

FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Robert Thomas Lench
IRN RTL00001
- (337)CF1 Director (AR) (3 Sep 2003 to 2 Oct 2003)
Robert Vardon Page
IRN RVP00002
- (736)CF21 Investment Adviser (16 Jul 2004 to 3 Jun 2006)
- (735)CF22 Investment Adviser (Trainee) (10 Apr 2003 to 16 Jul 2004)
Robert Victor Edenbrow
IRN RVE00002
- (1550)CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2004)
- (1551)CF4 Partner (AR) (1 Dec 2001 to 30 Aug 2007)
Robert William Albert Howe
IRN RWH01137
- (2791)CF2 Non Executive Director (13 Apr 2015 to 29 Dec 2017)
Robert William Barnett
IRN RWB01106
- (62)CF1 Director (29 Oct 2013 to 23 Apr 2015)
- (61)CF29 Significant management (17 Aug 2011 to 20 Nov 2014)
Robert William Brightman
IRN RXB01031
- (21)[FCA CF] Significant management (since 1 Mar 2025)
Robert William Frederick Yates
IRN RWY01008
- (262)CF1 Director (AR) (1 Dec 2001 to 1 Feb 2004)
Robert William Harrison
IRN RXH00728
- (39)SMF17 Money Laundering Reporting Officer (MLRO) (since 3 May 2024)
Robert William Hodges
IRN RWH00026
- (1040)CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)
Robert William Lucas
IRN RWL00015
- (1474)CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

ADS Mortgage & Financial Planning Ltd (no longer appointed)
FRN 228575 · Appointed 19 Sep 2003 · Until 24 Apr 2006
John S Pidgeon & Associates Ltd (no longer appointed)
FRN 228563 · Appointed 18 Sep 2003 · Until 10 Apr 2006
Bradley & Howe Financial Services Ltd (no longer appointed)
FRN 228108 · Appointed 27 Aug 2003 · Until 17 May 2007
Creative Wealth Limited (no longer appointed)
FRN 227854 · Appointed 22 Aug 2003 · Until 1 Oct 2003
Small Business Services (no longer appointed)
FRN 200323 · Appointed 21 Aug 2003 · Until 6 Aug 2007
Aspen Morton Wealth Management (no longer appointed)
FRN 227605 · Appointed 12 Aug 2003 · Until 30 Sep 2003
Complete Financial Solutions (UK) Ltd (no longer appointed)
FRN 227514 · Appointed 8 Aug 2003 · Until 14 Jan 2006
Moneywise Financial Management (no longer appointed)
FRN 214492 · Appointed 23 Jul 2003 · Until 12 Aug 2007
Northern Lights Financial Services (no longer appointed)
FRN 226504 · Appointed 18 Jul 2003 · Until 23 Jul 2007
Priorities Financial Planning (no longer appointed)
FRN 226307 · Appointed 14 Jul 2003 · Until 24 Apr 2005

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (3629)CF22 Investment Adviser (Trainee)
3 days ago
controlled function added: (3628)[FCA CF] Significant management
3 days ago
controlled function added: (3627)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (3626)SMF3 Executive Director
3 days ago
controlled function added: (3625)CF1 Director (AR)
3 days ago
controlled function added: (3624)CF1 Director (AR)
3 days ago
controlled function added: (3623)CF1 Director
3 days ago
controlled function added: (3622)CF1 Director (AR)
3 days ago
controlled function added: (3621)CF1 Director
3 days ago
controlled function added: (3620)SMF1 Chief Executive

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.