Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Monique Susan Shivanandan

    IRN MSS01188

    • (1671)CF1 Director (13 Apr 2015 to 15 Sep 2017)
  • Morag Elizabeth Wood

    IRN MEW01056

    • (390)CF1 Director (AR) (25 Jul 2003 to 8 Jun 2005)
  • Morag McGown

    IRN MXM00113

    • (1443)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Mr David McHugh

    IRN MXD00361

    • (2199)[FCA CF] Significant management (18 Jun 2021 to 25 Oct 2021)
  • Mukesh Jaykishan Rathod

    IRN MJR00024

    • (1576)CF4 Partner (AR) (1 Dec 2001 to 23 Sep 2002)
    • (1575)CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2002)
  • Natalie Beer

    IRN NXB00096

    • (1720)CF30 Customer (8 Feb 2010 to 16 Sep 2010)
  • Natalie Evonne Virr

    IRN NES01017

    • (1778)CF30 Customer (1 Nov 2007 to 28 Mar 2008)
    • (1780)CF21 Investment Adviser (27 Jul 2005 to 31 Oct 2007)
    • (1779)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 27 Jul 2005)
  • Natasha Marie Le Strange

    IRN NML01028

    • (2640)[FCA CF] Client dealing (1 Jan 2021 to 1 Feb 2023)
  • Nazir Ahmed Ismail

    IRN NXI00003

    • (116)CF30 Customer (13 Mar 2008 to 14 Jul 2008)
  • Neil David Grady

    IRN NXG00153

    • (3440)[FCA CF] Significant management (25 Nov 2021 to 30 Jun 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3629)CF22 Investment Adviser (Trainee)

  2. controlled function added: (3628)[FCA CF] Significant management

  3. controlled function added: (3627)[FCA CF] Manager of certification employee

  4. controlled function added: (3626)SMF3 Executive Director

  5. controlled function added: (3625)CF1 Director (AR)

  6. controlled function added: (3624)CF1 Director (AR)

  7. controlled function added: (3623)CF1 Director

  8. controlled function added: (3622)CF1 Director (AR)

  9. controlled function added: (3621)CF1 Director

  10. controlled function added: (3620)SMF1 Chief Executive