Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Monique Susan Shivanandan
IRN MSS01188
- (1671)CF1 Director (13 Apr 2015 to 15 Sep 2017)
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Morag Elizabeth Wood
IRN MEW01056
- (390)CF1 Director (AR) (25 Jul 2003 to 8 Jun 2005)
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Morag McGown
IRN MXM00113
- (1443)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Mr David McHugh
IRN MXD00361
- (2199)[FCA CF] Significant management (18 Jun 2021 to 25 Oct 2021)
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Mukesh Jaykishan Rathod
IRN MJR00024
- (1576)CF4 Partner (AR) (1 Dec 2001 to 23 Sep 2002)
- (1575)CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2002)
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Natalie Beer
IRN NXB00096
- (1720)CF30 Customer (8 Feb 2010 to 16 Sep 2010)
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Natalie Evonne Virr
IRN NES01017
- (1778)CF30 Customer (1 Nov 2007 to 28 Mar 2008)
- (1780)CF21 Investment Adviser (27 Jul 2005 to 31 Oct 2007)
- (1779)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 27 Jul 2005)
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Natasha Marie Le Strange
IRN NML01028
- (2640)[FCA CF] Client dealing (1 Jan 2021 to 1 Feb 2023)
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Nazir Ahmed Ismail
IRN NXI00003
- (116)CF30 Customer (13 Mar 2008 to 14 Jul 2008)
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Neil David Grady
IRN NXG00153
- (3440)[FCA CF] Significant management (25 Nov 2021 to 30 Jun 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Approved Financial Solutions Ltd (no longer appointed)
FRN 229211 · Appointed 31 Oct 2003 · Until 20 May 2006
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Kymin Mortgage Services Ltd (no longer appointed)
FRN 229117 · Appointed 27 Oct 2003 · Until 24 Feb 2005
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MCM Financial Management Ltd (no longer appointed)
FRN 229118 · Appointed 27 Oct 2003 · Until 2 Sep 2007
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Joseph Wallace Insurance Service (no longer appointed)
FRN 229104 · Appointed 23 Oct 2003 · Until 28 Jul 2005
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Marketing Services (Scotland) Ltd (no longer appointed)
FRN 229101 · Appointed 23 Oct 2003 · Until 24 Jan 2008
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Mortgage Makers (UK) Ltd (no longer appointed)
FRN 228765 · Appointed 2 Oct 2003 · Until 15 Apr 2005
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Clear Thinking Solutions Ltd (no longer appointed)
FRN 228624 · Appointed 24 Sep 2003 · Until 6 Sep 2006
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3639)CF2 Non Executive Director
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controlled function added: (3638)CF21 Investment Adviser
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controlled function added: (3637)CF22 Investment Adviser (Trainee)
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controlled function added: (3636)CF4 Partner (AR)
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controlled function added: (3635)CF2 Non Executive Director
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controlled function added: (3634)CF2 Non Executive Director
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controlled function added: (3633)[FCA CF] Significant management
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controlled function added: (3632)SMF3 Executive Director
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controlled function added: (3631)CF1 Director (AR)
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controlled function added: (3630)CF21 Investment Adviser