Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Trades With You Directly
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul Adrian Bateman
IRN PAB00029
- (403)CF22 Investment Adviser (Trainee) (27 May 2003 to 12 Aug 2003)
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Paul Andrew Brazier
IRN PAB00126
- (169)CF22 Investment Adviser (Trainee) (9 Mar 2004 to 2 Jul 2004)
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Paul Anthony Cox
IRN PAC01270
- (1829)CF21 Investment Adviser (11 Oct 2006 to 3 Dec 2006)
- (1828)CF22 Investment Adviser (Trainee) (5 Apr 2006 to 11 Oct 2006)
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Paul Anthony Foulds
IRN PAF00005
- (1209)CF4 Partner (AR) (1 Dec 2001 to 11 Aug 2005)
- (1208)CF21 Investment Adviser (1 Dec 2001 to 11 Aug 2005)
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Paul Anthony Hunt
IRN PAH00045
- (2179)CF30 Customer (1 Nov 2007 to 27 Apr 2008)
- (2181)CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)
- (2180)CF22 Investment Adviser (Trainee) (4 Nov 2003 to 7 Sep 2004)
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Paul Anthony Innocent
IRN PAI01023
- (2803)CF30 Customer (11 Feb 2010 to 16 Sep 2010)
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Paul Anthony Johnston
IRN PAJ00011
- (2909)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (2911)CF21 Investment Adviser (26 Jun 2006 to 31 Oct 2007)
- (2910)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 26 Jun 2006)
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Paul Anthony Reeves Fletcher
IRN PXF00206
- (2374)[FCA CF] Significant management (4 Jan 2023 to 1 Sep 2025)
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Paul Anthony Summers
IRN PAS01321
- (2665)CF30 Customer (25 Feb 2010 to 19 Sep 2011)
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Paul Antony Waller
IRN PAW01144
- (2565)CF21 Investment Adviser (8 Apr 2004 to 31 Dec 2005)
- (2564)CF22 Investment Adviser (Trainee) (7 Apr 2003 to 8 Apr 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Cable Insurance Consultants (no longer appointed)
FRN 125061 · Appointed 2 Nov 2000 · Until 16 Jul 2002
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Ridler Insurance Consultants (no longer appointed)
FRN 164475 · Appointed 25 Oct 2000 · Until 24 Sep 2003
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Nottingham Forect Football Club Ltd (no longer appointed)
FRN 193096 · Appointed 27 Sep 2000 · Until 16 Sep 2002
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Action Mortgage & Finance (no longer appointed)
FRN 192824 · Appointed 12 Sep 2000 · Until 12 Dec 2002
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David Blount Estate Agents (no longer appointed)
FRN 201817 · Appointed 7 Sep 2000 · Until 31 Oct 2004
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Fallowell & Partners Ltd (no longer appointed)
FRN 193974 · Appointed 1 Sep 2000 · Until 15 Jun 2004
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Passward Financial Planning (no longer appointed)
FRN 193979 · Appointed 21 Jul 2000 · Until 27 Jun 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (29)[FCA CF] Manager of certification employee
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controlled function added: (28)[FCA CF] Significant management
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controlled function added: (27)[FCA CF] Significant management
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controlled function added: (26)[FCA CF] Significant management
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controlled function added: (25)[FCA CF] Significant management
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)[FCA CF] Significant management
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controlled function added: (22)[FCA CF] Significant management
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controlled function added: (21)[FCA CF] Significant management
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controlled function added: (20)[FCA CF] Significant management