Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Graham Stone

    IRN MGS00017

    • (406)CF21 Investment Adviser (15 Jan 2004 to 21 Jan 2005)
    • (405)CF22 Investment Adviser (Trainee) (16 Jul 2003 to 15 Jan 2004)
  • Michael Haas

    IRN MXH00271

    • (1343)CF1 Director (AR) (12 Sep 2003 to 8 Jun 2005)
    • (1342)CF4 Partner (AR) (1 Dec 2001 to 12 Sep 2003)
  • Michael Handley

    IRN MXH00063

    • (260)CF21 Investment Adviser (25 Aug 2004 to 26 Jan 2006)
    • (259)CF22 Investment Adviser (Trainee) (29 Jan 2004 to 25 Aug 2004)
  • Michael Hawkins

    IRN MXH01490

    • (1191)CF21 Investment Adviser (25 Sep 2003 to 22 May 2006)
    • (1190)CF22 Investment Adviser (Trainee) (11 Feb 2002 to 25 Sep 2003)
  • Michael Hogg

    IRN MXH14683

    • (52)[FCA CF] Significant management (since 1 Nov 2023)
    • (51)[FCA CF] Manager of certification employee (since 10 Jul 2023)
    • (3276)[FCA CF] Manager of certification employee (1 Feb 2021 to 15 Mar 2021)
  • Michael Howells

    IRN MXH00152

    • (1453)CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2005)
  • Michael James Cannon

    IRN MJC00083

    • (418)CF4 Partner (AR) (18 Jul 2003 to 7 Sep 2005)
    • (417)CF21 Investment Adviser (15 Oct 2002 to 7 Sep 2005)
    • (416)CF22 Investment Adviser (Trainee) (5 Jul 2002 to 15 Oct 2002)
  • Michael James Denning

    IRN MJD00076

    • (1413)CF30 Customer (1 Nov 2007 to 24 Jan 2008)
    • (1414)CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • (1415)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Feb 2006)
  • Michael John Chapman

    IRN MJC01357

    • (1041)CF22 Investment Adviser (Trainee) (11 Jul 2002 to 14 Apr 2003)
  • Michael John Delamere

    IRN MJD00005

    • (865)CF30 Customer (1 Nov 2007 to 3 Jan 2008)
    • (867)CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
    • (866)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 24 Jan 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (49)SMF18 Other Overall Responsibility

  2. controlled function added: (48)SMF2 Chief Finance

  3. controlled function added: (47)SMF3 Executive Director

  4. controlled function added: (46)SMF24 Chief Operations

  5. controlled function added: (45)[FCA CF] Significant management

  6. controlled function added: (44)SMF9 Chair of the Governing Body

  7. controlled function added: (43)SMF7 Group Entity Senior Manager

  8. controlled function added: (42)SMF1 Chief Executive

  9. controlled function added: (41)SMF3 Executive Director

  10. controlled function added: (40)Responsible for Insurance Distribution

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