Aviva Administration Limited

Open as Markdown
Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee Jonathan Parker

    IRN LJP00010

    • (3585)CF22 Investment Adviser (Trainee) (5 Mar 2003 to 12 Aug 2003)
  • Lee Mark Emery

    IRN LME00014

    • (1380)CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
  • Lee Morford

    IRN LXM00047

    • (1457)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Jul 2002)
  • Leigh Alan Parmenter

    IRN LAP01051

    • (151)CF21 Investment Adviser (12 May 2006 to 29 Sep 2006)
    • (150)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 12 May 2006)
  • Leigh Fitchett

    IRN LXF00007

    • (855)CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2007)
  • Leigh Kenny

    IRN LPK00005

    • (3470)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (3472)CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)
    • (3471)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 8 Jun 2005)
  • Leonard Philip Roderick

    IRN LPR00004

    • (362)CF21 Investment Adviser (8 Dec 2003 to 30 Sep 2004)
    • (361)CF22 Investment Adviser (Trainee) (19 May 2003 to 8 Dec 2003)
  • Lesley Porthouse

    IRN LXP01218

    • (24)CF4 Partner (AR) (27 Apr 2005 to 30 Aug 2007)
  • Leslie John Dellow

    IRN LJD00011

    • (720)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
  • Leslie Robert Forman

    IRN LRF00008

    • (1799)CF21 Investment Adviser (17 Apr 2007 to 22 Aug 2007)
    • (1798)CF22 Investment Adviser (Trainee) (5 Sep 2006 to 17 Apr 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3509)Responsible for Insurance Mediation

  2. controlled function added: (3508)CF28 Systems and controls

  3. controlled function added: (3507)SMF5 Head of Internal Audit

  4. controlled function added: (3506)CF29 Significant management

  5. controlled function added: (3505)CF1 Director

  6. controlled function added: (3504)CF10 Compliance Oversight

  7. controlled function added: (3503)CF11 Money Laundering Reporting

  8. controlled function added: (3502)CF14 Risk Assessment

  9. controlled function added: (3501)CF28 Systems and controls

  10. controlled function added: (3500)CF29 Significant management

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