Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Michael Lynch

    IRN TML01021

    • (3597)CF1 Director (AR) (15 Jan 2010 to 27 Sep 2010)
  • Thomas Richard Mullins

    IRN TRM00013

    • (3037)CF21 Investment Adviser (11 Nov 2003 to 19 Jun 2005)
    • (3036)CF22 Investment Adviser (Trainee) (30 May 2003 to 11 Nov 2003)
  • Thomas Samuel Lavery

    IRN TSL01019

    • (915)CF21 Investment Adviser (21 Jul 2005 to 31 Dec 2005)
    • (914)CF22 Investment Adviser (Trainee) (4 Feb 2005 to 21 Jul 2005)
  • Thomas William Campbell

    IRN TWC00001

    • (698)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2007)
  • Thomas Williamson

    IRN TXW00060

    • (2577)CF22 Investment Adviser (Trainee) (26 Apr 2002 to 9 Feb 2006)
  • Timothy Charles Wade

    IRN TCW00022

    • (2780)CF21 Investment Adviser (2 Aug 2002 to 30 Jan 2006)
    • (2779)CF22 Investment Adviser (Trainee) (10 Apr 2002 to 2 Aug 2002)
  • Timothy Colin Sutton

    IRN TCS00013

    • (135)CF21 Investment Adviser (17 Jun 2005 to 30 Jun 2006)
    • (134)CF22 Investment Adviser (Trainee) (26 Aug 2004 to 17 Jun 2005)
  • Timothy David Calcroft

    IRN TDC00010

    • (1393)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
  • Timothy David Jones

    IRN TDJ00001

    • (2876)CF22 Investment Adviser (Trainee) (1 Mar 2002 to 15 Mar 2002)
  • Timothy Francis Price

    IRN TFP00001

    • (1636)CF21 Investment Adviser (1 Dec 2001 to 7 Feb 2003)
    • (1637)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Feb 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Sun Life Direct

  2. trading name added: Clydesdale Financial Advisory Service

  3. trading name added: Britannia Financial Advisory Services

  4. controlled function added: (56)SMF18 Other Overall Responsibility

  5. controlled function added: (55)SMF4 Chief Risk

  6. controlled function added: (54)SMF24 Chief Operations

  7. controlled function added: (53)[FCA CF] Manager of certification employee

  8. controlled function added: (52)[FCA CF] Significant management

  9. controlled function added: (51)[FCA CF] Manager of certification employee

  10. controlled function added: (50)[FCA CF] Manager of certification employee

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