Aviva Administration Limited

FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 2 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Paul Adrian Bateman
IRN PAB00029
- (403)CF22 Investment Adviser (Trainee) (27 May 2003 to 12 Aug 2003)
Paul Andrew Brazier
IRN PAB00126
- (169)CF22 Investment Adviser (Trainee) (9 Mar 2004 to 2 Jul 2004)
Paul Anthony Cox
IRN PAC01270
- (1829)CF21 Investment Adviser (11 Oct 2006 to 3 Dec 2006)
- (1828)CF22 Investment Adviser (Trainee) (5 Apr 2006 to 11 Oct 2006)
Paul Anthony Foulds
IRN PAF00005
- (1209)CF4 Partner (AR) (1 Dec 2001 to 11 Aug 2005)
- (1208)CF21 Investment Adviser (1 Dec 2001 to 11 Aug 2005)
Paul Anthony Hunt
IRN PAH00045
- (2179)CF30 Customer (1 Nov 2007 to 27 Apr 2008)
- (2181)CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)
- (2180)CF22 Investment Adviser (Trainee) (4 Nov 2003 to 7 Sep 2004)
Paul Anthony Innocent
IRN PAI01023
- (2803)CF30 Customer (11 Feb 2010 to 16 Sep 2010)
Paul Anthony Johnston
IRN PAJ00011
- (2909)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (2911)CF21 Investment Adviser (26 Jun 2006 to 31 Oct 2007)
- (2910)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 26 Jun 2006)
Paul Anthony Reeves Fletcher
IRN PXF00206
- (2374)[FCA CF] Significant management (4 Jan 2023 to 1 Sep 2025)
Paul Anthony Summers
IRN PAS01321
- (2665)CF30 Customer (25 Feb 2010 to 19 Sep 2011)
Paul Antony Waller
IRN PAW01144
- (2565)CF21 Investment Adviser (8 Apr 2004 to 31 Dec 2005)
- (2564)CF22 Investment Adviser (Trainee) (7 Apr 2003 to 8 Apr 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Swindon Mortgages & Financial Services (no longer appointed)
FRN 219671 · Appointed 21 Nov 2002 · Until 19 Feb 2003
Young Beattie & O'Neill (no longer appointed)
FRN 218889 · Appointed 21 Nov 2002 · Until 25 Jul 2003
Ian Frazer Financial Management Ltd (no longer appointed)
FRN 219932 · Appointed 20 Nov 2002 · Until 22 Jul 2007
Optimize Financial Services Ltd (no longer appointed)
FRN 220589 · Appointed 20 Nov 2002 · Until 22 May 2007
Niche Financial Services (no longer appointed)
FRN 220201 · Appointed 20 Nov 2002 · Until 21 Jan 2005
Hayes Wealth Management (no longer appointed)
FRN 220765 · Appointed 20 Nov 2002 · Until 8 Aug 2005
Ruth Dolman Financial & Insurance Services (no longer appointed)
FRN 219611 · Appointed 20 Nov 2002 · Until 1 Jul 2007
Advice for Life Services Limited (no longer appointed)
FRN 220801 · Appointed 20 Nov 2002 · Until 10 May 2007
Hall & Partners Wealth Management Ltd (no longer appointed)
FRN 220588 · Appointed 20 Nov 2002 · Until 1 Jul 2007
L & W Financial Services (no longer appointed)
FRN 220827 · Appointed 20 Nov 2002 · Until 11 Aug 2005

Recent activity

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (3559)CF2 Non Executive Director
2 days ago
controlled function added: (3558)CF1 Director (AR)
2 days ago
controlled function added: (3557)CF21 Investment Adviser
2 days ago
controlled function added: (3556)CF16 Significant Mgt (Desgntd Investment Business)
2 days ago
controlled function added: (3555)CF1 Director (AR)
2 days ago
controlled function added: (3554)CF29 Significant management
2 days ago
controlled function added: (3553)CF1 Director
2 days ago
controlled function added: (3552)CF3 Chief Executive
2 days ago
controlled function added: (3551)CF8 Apportionment and Oversight
2 days ago
controlled function added: (3550)[FCA CF] Significant management

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.