Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
6 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sophia Bell

    IRN SXB00704

    • (2479)[FCA CF] Functions requiring qualifications (23 May 2022 to 1 Oct 2023)
  • Spencer Martin Deacon

    IRN SMD00036

    • (3443)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • (3444)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Stacey Ann-Maria Harte

    IRN SAH00041

    • (143)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 23 Dec 2005)
  • Stacey Jacqueline Amis

    IRN SXA00892

    • (2321)[FCA CF] Manager of certification employee (15 Jan 2024 to 18 Mar 2024)
  • Staci Rhianna Moran

    IRN SXM04762

    • (2289)[FCA CF] Client dealing (1 Jul 2025 to 25 Nov 2025)
  • Stanley Collins

    IRN SXC00098

    • (731)CF21 Investment Adviser (17 Nov 2003 to 1 Aug 2005)
    • (732)CF7 Sole Trader (AR) (23 Apr 2003 to 1 Aug 2005)
    • (730)CF22 Investment Adviser (Trainee) (23 Apr 2003 to 17 Nov 2003)
  • Stephanie Alexandra Hudson

    IRN SXH03013

    • (12)[FCA CF] Significant management (since 8 Jul 2025)
  • Stephanie Vagg

    IRN SAV00003

    • (1965)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (1967)CF21 Investment Adviser (6 Jul 2006 to 31 Oct 2007)
    • (1966)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 6 Jul 2006)
  • Stephen Andrew Read

    IRN SAR00015

    • (617)CF21 Investment Adviser (5 Apr 2007 to 30 Aug 2007)
    • (618)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • Stephen Andrew Rudd

    IRN SAR00001

    • (409)CF21 Investment Adviser (14 Apr 2004 to 1 Oct 2004)
    • (408)CF22 Investment Adviser (Trainee) (20 Jun 2003 to 14 Apr 2004)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3599)[FCA CF] Significant management

  2. controlled function added: (3598)SMF18 Other Overall Responsibility

  3. controlled function added: (3597)CF1 Director (AR)

  4. controlled function added: (3596)CF2 Non Executive Director

  5. controlled function added: (3595)CF22 Investment Adviser (Trainee)

  6. controlled function added: (3594)CF1 Director

  7. controlled function added: (3593)CF2 Non Executive Director

  8. controlled function added: (3592)CF29 Significant management

  9. controlled function added: (3591)CF29 Significant management

  10. controlled function added: (3590)CF2 Non Executive Director

Show more